Monday, June 4

SESSION
Starting a Compliance Program From Scratch: Never mind being a compliance department of one—what about when you're the company's first dedicated compliance officer ever? This panel discussion will examine how three organizations formulated their plans for a compliance function, presented it to their workforces, and embedded compliance across the enterprise.
Speakers:
William Brown, Chief Compliance Officer, Knights of Columbus
John Hairston, Chief Compliance Officer, Bonneville Power Administration
Deborah Penza, Chief Compliance Officer, Watson Pharmaceuticals
Moderator: Joseph McCafferty, Deputy Editor, Compliance Week

SESSION
Running the Modern Audit Function: Three compliance and audit executives from global enterprises with huge and diverse audit needs will talk about how they get it all done: set priorities, work with other corporate departments, execute on audit and compliance plans, and track that everything on the board's agenda is running smoothly and gets accomplished.
Speakers:
Mark Monday, Vice President of Internal Audit, Hasbro Inc.
Sarah Flanagan, Senior Antitrust Compliance Counsel, Intel
Sanjay Singh, Vice President of Internal Audit, Starbucks Coffee

SESSION
Integrated Risk Management: Aligning Risk Functions With Operations: Constantly increasing regulatory demands are forcing companies to embed compliance and risk management across their entire organizations. But more is not necessarily better, if various departments pursue separate initiatives, duplicate efforts, leave gaps, or create "assessment fatigue." Forward-thinking businesses focus on alignment, coordination, and cost efficiency. This panel will provide practical examples of building "integrated risk competencies" to enhance coverage, reduce cost, and deliver greater value to the business.
Speakers:
Michael Kaiser, Principal, Risk Transformation - Advisory Services, Ernst & Young
James Moran, Executive Director, Healthcare Advisory Practice, Ernst & Young
James Rose, Chief Audit Executive, Humana
Moderator: Andrew Reisman, Senior Manager, Assurance Services, Fraud Investigation & Dispute Services, Ernst & Young

CONVERSATION
FCPA Casework Update: Our in-depth review of the latest FCPA cases: arguments prosecutors put forth, defenses used, settlements reached, and courtroom battles fought. Hear (and share!) the latest thinking in compliance circles of where FCPA enforcement is going.
Featuring:
Thomas Fox, Independent FCPA Consultant, Blogger at FCPA Compliance & Ethics Blog
Howard Sklar, Co-Host, This Week in FCPA; Author of Anti-Corruption Column, Forbes.com; and Author, Open Air Blog

CONVERSATION
Regulator Chat: Export Controls: Wondering whether your plans to sponsor a foreign-born worker here in the United States might open a compliance trap door? Are you sure you know that overseas customer on the other side of the Internet? What are the implications of the export control reform effort on investigations and prosecutions?  In this conversation, civil enforcement officers and prosecutors will review the latest trends in enforcement activity for export-control violations and offer advice on building an effective export compliance program.
Featuring:
Rick Shimon, Special Agent in Charge, Department of Commerce, Office of Export Enforcement
Jonathan Poling, Trial Attorney for the Counterespionage Section (CES), National Security Division, U.S. Department of Justice

CONVERSATION
Industry Group: Retail: Working in retail? This is your chance to meet peers and talk about challenges such as third-party due diligence, employee training, social media, data privacy programs, and other pressing issues.
Featuring:
Colette Simo, Director Corporate Compliance and Enterprise Risk Management, OfficeMax
Cristina Costantini, Vice President Enterprise Risk, The Children's Place

CONVERSATION
Global Track: India: Our "Global Track" series,  a new feature of the Compliance Week annual conference, lets compliance executives interested in specific parts of the world share their observations (and frustrations!) on how to address challenges such as data privacy, corruption, legal systems, and more.
Featuring:
Laurel Burke, Associate General Counsel - Compliance, Regal Beloit Corporation
Prakash Rajan, Chief Audit Executive, Cognizant Technologies

SESSION
State of Compliance 2012: Our second annual State of Compliance survey, co-hosted with PwC, will present the results of the most extensive benchmarking study available for corporate compliance departments. The study will cover data about compliance risks, department structures, metrics for effectiveness, budgets and resources, and much more.
Barbara "Bobby" Kipp, Partner, Risk Assurance Services, PwC
Steve Koslow, Chief Ethics & Compliance Officer, CUNA Mutual Group
Tony Heredia, Vice President, Compliance, Target Canada
Sally Bernstein, Principal, Advisory Practice, PwC
Moderator: Matt Kelly, Publisher & Editor-in-Chief, Compliance Week

SESSION
SEC Financial Reporting Update: Join experts to review the most significant new standards from the Financial Accounting Standards Board and hear how SEC staff are considering them while reviewing corporate financial statements.
Speakers:
Nili Shah, Deputy Chief Accountant - Policy, Division of Corporation Finance - Office of the Chief Accountant, U.S. Securities and Exchange Commission
Additional speakers to be announced
Moderator: Francine McKenna, Blogger at ReTheAuditors.com and a frequent contributor to American Banker and Forbes magazines

SESSION
Managing Internal Investigations: Compliance and legal executives will discuss their approaches to internal investigations: how they do a preliminary assessment of an issue's severity, how they manage the investigation and coordinate resources from various departments (internal audit, legal, HR, compliance), and how they ensure a case is properly reported and resolved.
Speakers:
Bob Ernst, Senior Vice President & Chief Compliance Counsel, Verizon
Kathleen Kordek, Senior Vice President, Associate General Counsel, BB&T
Moderator: Joseph McCafferty, Deputy Editor, Compliance Week

CONVERSATION
Starting a Compliance Program From Scratch: Our three veterans of starting a compliance program from scratch will reprise their main points, answer more questions, and share other insights they have in this conversation session.
Featuring:
William Brown, Chief Compliance Officer, Knights of Columbus
John Hairston, Chief Compliance Officer, Bonneville Power Administration
Deborah Penza, Chief Compliance Officer, Watson Pharmaceuticals

CONVERSATION
Running the Modern Audit Function: Following up from our main panel discussion, this session will be an opportunity for chief audit executives to share views on how to manage a global company's complex audit needs and what is likely to challenge audit departments in the future.
Mark Monday, Vice President of Internal Audit, Hasbro Inc.
Sarah Flanagan, Senior Antitrust Compliance Counsel, Intel
Sanjay Singh, Vice President of Internal Audit, Starbucks Coffee

CONVERSATION
Industry Group: Financial Services: Meet with your peers to exchange tips and insights on Dodd-Frank Act compliance, know-your-customer rules, compensation risks, Basel III, and more.
Featuring:
Mitch Avnet, Chief Ethics and Compliance Officer, Lincoln Financial Group

CONVERSATION
Global Track: EU: Our "Global Track" series,  a new feature of the Compliance Week annual conference, lets compliance executives interested in specific parts of the world share their observations (and frustrations!) on how to address challenges such as data privacy, corruption, legal systems, and more.
Featuring:
Karl O'Connor, EU Legal Counsel, Sanmina-SCI Corp.

CONVERSATION
Integrated Risk Management: Aligning Risk Functions With Operations: This conversation will continue where E&Y's panel discussion left off, considering how companies can build better risk management directly into business-unit operations, so compliance functions can work more effectively and have a stronger, more coordinated approach to risk and compliance.
Featuring:
Michael Kaiser, Principal, Risk Transformation - Advisory Services, Ernst & Young
James Moran, Executive Director, Healthcare Advisory Practice, Ernst & Young
Andrew Reisman, Senior Manager, Assurance Services, Fraud
Investigation & Dispute Services, Ernst & Young
James Rose, Chief Audit Executive, Humana

SESSION
Update on Revisions to the COSO Framework for Internal Controls: COSO is in the midst of a major overhaul of its Internal Control-Integrated Framework, the first such overhaul in 20 years. Meet with COSO officials to get an update on the proposed revisions, share your thoughts on possible changes, and learn what's likely to come in the final revisions due this fall.
Speakers:
Marie Hollein, President and CEO, Financial Executives International
Michael Wood, Vice President, Controller, and Chief Accounting Officer, Raytheon Company
Ray Purcell, Director, Financial Controls, Pfizer

SESSION
Using Metrics to Measure Compliance Effectiveness: Compliance officers don't win points with regulators or the board by demonstrating that their department is busy; they succeed by demonstrating the compliance function works. This session will consider which metrics truly show a compliance department's effectiveness, how to capture that data, and how to report it.
Speakers:
Joe Kale, Senior Vice President and Chief Compliance Officer, DynCorp International
Robert Miromonti,VP Ethics & Compliance, Centene Corp.
Mitch Avnet, Chief Ethics and Compliance Officer, Lincoln Financial
Moderator: Scott Mitchell, Chair, OCEG

SESSION
Using Compliance as a Strategic Asset to Drive Company Performance: Struggling to demonstrate a return on your investment in compliance activities? This session shows how you can employ compliance practices that do double duty as drivers of business improvement. We examine control and reporting tactics that also to help identify inefficiency, waste, and error; once those issues are found, they can be remediated and your business process optimized. Not only does that translate into better performance, strategic advantage, and more profit—it engenders a culture that embraces compliance.
Speakers:
Peter Jaffe, Chief Ethics and Compliance Officer, The AES Corporation
Tim Murphy, Director, Governance and Compliance Practice, KPMG
Patrick Palmer, Manager, Internal Audit, Oxbow Corporation
Moderator: Barry Greenhut, Manager, Governance, Risk and Compliance Product Strategy, Oracle

CONVERSATION
State of Compliance 2012: This conversation will review the results of the State of Compliance survey in more detail and let participants share their perspectives on compliance department structures, metrics for effectiveness, budgets and resources, and more.
Featuring:
Barbara "Bobby" Kipp, Partner, Risk Assurance Services, PwC
Steve Koslow, Chief Ethics & Compliance Officer, CUNA Mutual Group
Tony Heredia, Vice President, Compliance, Target Canada
Sally Bernstein, Principal, Advisory Practice, PwC

CONVERSATION
Managing Internal Investigations: Devotees of the internal investigation can continue the conversation here, as our two speakers share further thoughts and insights about running an investigations department in an era of increased regulatory enforcement.
Featuring:
Bob Ernst, Senior Vice President & Chief Compliance Counsel, Verizon
Kathleen Kordek, Senior Vice President, Associate General Counsel, BB&T

CONVERSATION
Regular Chat: Consumer Financial Protection Bureau: In the finance or retail industry, with lots of financial products or services targeted to the mass market? Then have a sit-down with the Consumer Financial Protection Bureau, the market's newest regulator. One of the CFPB's top officials will be on hand to discuss the agency's plans for rulemaking, inspections, and enforcement, and to talk with you about how the CFPB would like to work with the businesses it oversees.
Featuring:
Steven Antonakes, Assistant Director, Large Bank Supervision, Consumer Financial Protection Bureau

DEMONSTRATION
Enabling Governance and Compliance Programs Via GRC Software: This small-room session will let you meet and talk with EMC executives as they demonstrate how their GRC software suite helps with tasks such as policy management, regulatory compliance change management, and risk assessment for all the other factors that can challenge corporate compliance programs.
Featuring:
Tarik Williams, Sr. Technical Consultant, RSA, the Security Division of EMC

SESSION
Case Study: Improving Your Complaint-Handling Process: Worried that nobody is calling your whistleblower hotline? Concerned that all complaints received are handled in an appropriate and timely manner?  Hear how Prudential Financial conducted a top-to-bottom, enterprise-wide review of the complaint-handling processes to ensure a more effective internal system in today's era of competing external bounties and rewards.
Speakers:
Noreen Fierro, Vice President, Corporate Counsel, Enterprise Regulatory Law Group, Prudential Financial
Wesley Curl, Ethics and Conflict Resolution, Prudential Financial Global Business Ethics & Integrity

SESSION
Maintaining an Effective Compliance Program: So you have a compliance function that's effective today. What about tomorrow? How do you assure that your compliance department maintains the best structure possible as regulations change or your business moves into new markets? From mapping out regulatory changes to performing gap analyses to reporting new initiatives to the board, this session will look not just at how your program becomes effective, but how you keep it that way.
Speakers to be announced
Moderator: Marshall Toburen, eGRC Risk Solutions Manager, RSA-Archer

SESSION
Due Diligence for the Extended Enterprise: Resellers, local agencies, suppliers, third parties—in the era of the extended enterprise, corporations are responsible for the conduct of them all. This session will review how you can implement and manage an effective due diligence program: identifying high-risk third parties, enforcing policy, auditing adherence to those policies, and more. Specific examples from various parts of the world will be included, as well as real-life tales from current compliance executives.
Speakers:
James Swenson, head of IntegraScreen Operations & Delivery, Thomson Reuters Accelus/World-Check - Governance, Risk, and Compliance
Michael Osajda, Ethics & Anti-Corruption Consultant, Thomson Reuters Accelus/World-Check

CONVERSATION
Using Metrics to Measure Compliance Effectiveness: This session will continue the discussion about metrics compliance departments can use to gauge the effectiveness of their ethics & compliance programs: what metrics to use, how often to measure, who does the measuring, and how to report the findings.
Featuring:
Joseph Kale Jr., Chief Ethics and Compliance Officer, DynCorp
Robert Miromonti, VP Ethics & Compliance, Centene Corp. 

CONVERSATION
Regulator Chat: Fraud Section: Join one of the Justice Department's top fraud prosecutors to talk about self-disclosure, cooperation credit, good-faith efforts under the U.S. Sentencing Guidelines, working with compliance monitors, and other important issues for companies under investigation.
Featuring:
Adam Safwat, Deputy Chief in the Fraud Section, U.S. Department of Justice

DEMONSTRATION
Demonstrating the Value of GRC Integration: Discover how Oracle's GRC solution is being used to mitigate exposure to risk, fraud, and human error. See specific examples of how Oracle's controls-monitoring technology is helping companies to enforce real-time, contextual, and preventive controls within business processes.
Featuring:
Adam Schwartz, Principal Sales Consultant, GRC Applications, Oracle

Tuesday, June 5

SESSION
Using Technology to Simplify the CCO's Job: The modern corporation has so many risks to monitor that a compliance officer can drown in data points. Hear how chief compliance officers in this session implemented new technology (dashboard systems and otherwise) to help them prioritize risks and get a global view of compliance activity, so they can act more strategically and stay ahead of compliance missteps.
Speakers:
Lamond Kearse, Chief Compliance Officer, New York Metropolitan Transportation Authority
Paul Robert Associate General Counsel and Director, Contracts and Compliance, United Technologies Corp.
David Baker, SVP, Chief Compliance Officer & Group General Counsel,  Travelers Companies
Moderator: Colin Campbell, Global Head, GRC Product Management, SAI Global

SESSION
Effective Ethics Training, Year After Year: After a while, all those annual compliance training courses and certifications kinda blend together—and then comes the compliance failure, because an employee failed to draw the connection between a training scenario and a real-life problem. This session will explore how to drill ethics and compliance behavior into employees' heads effectively, so the right behavior is there when they need it.
Speakers:
Sandy Williams, VP Ethics & Compliance and Chief Compliance Officer, American Electric Power
Kenneth Jones, Corporate Vice President and Chief Compliance Officer, Huron Consulting Group
Susan Bounds, Director of Corporate Compliance, AT&T Inc.
Moderator: Scott Mitchell, Chair, OCEG

SESSION
Building Anti-Corruption Programs, Start to Finish: Your company is expanding into new territory overseas. You need to do an assessment of corruption risks, devise controls against them, implement those controls and procedures with a new workforce, and then do follow-up monitoring to assure compliance. This session will offer three different perspectives on how to get that done, so your anti-corruption program is up and running, effective, and satisfactory to both your board and your regulators.
Speakers:
Laurel Burke, Associate General Counsel - Compliance, Regal Beloit Corp.
Randall Corley, EVP, Global Compliance Officer, Edelman
Kirsten "Kerry" David, Chief Compliance Officer, Shaw Group Inc.
Moderator: Thomas Fox, Independent FCPA Consultant, Blogger at FCPA Compliance & Ethics Blog

CONVERSATION
Case Study: Improving Complaint-Handling Processes: Prudential's executives in charge of the company's hotline review will talk further about problems they diagnosed and solutions they incorporated to manage hotline activity in the era of whistleblower rewards and heightened retaliation risks for Corporate America.
Featuring:
Noreen Fierro, Vice President, Corporate Counsel, Enterprise Regulatory Law Group, Prudential Financial
Wesley Curl, Vice President, Ethics and Conflict Resolution, Prudential Financial Global Business Ethics & Integrity

CONVERSATION
Global Track: Brazil: Our "Global Track" series,  a new feature of the Compliance Week annual conference, lets compliance executives interested in specific parts of the world share their observations (and frustrations!) on how to address challenges such as data privacy, corruption, legal systems, and more.
Featuring:
Peter Bernstein, Senior Counsel, Corporate Compliance, Travelers Companies
Olga Pontes, Global Head of Enterprise Security, Braskem S.A.

DEMONSTRATION
Risk Management for ERP Transactions: Testing Financial Controls Strength: Learn more about testing your ERP and financial transactions for adherence to policies, and let automated testing do the investigative work for you. New features of controls monitoring software enable organizations to automate detailed auditing procedures at deep data levels, enabling governance of core financial systems without increasing the workload and reliance on human audit and IT functions.
Featuring:
Mike Riechers, Sr., Software Applications Engineer, Approva

SESSION
Bribery Investigations: From the FCPA to OFAC and Back: How complicated can a cross-border corruption investigation get? This session intends to find out. Drawing on executive and government perspectives, panelists will use a hypothetical case-study to examine the global enforcement landscape, particularly within the frameworks of the Office of Foreign Assets Control, the Foreign Corrupt Practices Act, and the U.K. Bribery Act. Panelists will discuss best practices and compliance programs.
Speakers:
Mario Mancuso, Former Under Secretary of Commerce for Industry and Security; Chair, International Trade and Investment Practice, Fried Frank
Steven Witzel Co-head of Anti-Corruption Practice, Fried Frank
Mark Patton, Senior Counsel, Anti-Corruption; Regional Counsel, Non-U.S. Americas, The Boeing Company
Moderator: William Johnson, Co-Head of White-Collar Criminal Defense, Securities Enforcement, and Internal Investigation Practices, Fried Frank

SESSION
Integrating Cloud Computing Into Your Data Security Program: Whether your CIO is pushing for more cloud computing, or your workforce is dragging you into it with iPads, smart phones, and online services, "the cloud" is here. This session will review the risks (and rewards) of cloud computing, and how the compliance function can approach the cloud without getting lost in a fog of risks and sloppy data practices.
Speakers:
Michael Garson, Chief Compliance Officer and Technology Control Officer, LGS Innovations
David Cass, Chief Information Security Officer, Elsevier
Laurel Geise, Chief Compliance and Information Security Officer, CoreLogic
Moderator: Joseph McCafferty, Deputy Editor, Compliance Week

SESSION
Case Study: Mapping Effective Compliance to the U.S. Sentencing Guidelines: Ultimately, decisions about effective compliance programs all derive from the U.S. Sentencing Guidelines. In this session, the chief compliance officer of DTE Energy will review how he aligns various compliance program elements at DTE with the U.S. Sentencing Guidelines, and how this alignment can be used to provide assurance to management and the board of the effectiveness of the compliance program.
Speaker:
Anthony Tocco, Chief Compliance and Privacy Officer, DTE Energy

CONVERSATION
Using Technology to Simplify the CCO's Job: Our three tech-savvy compliance executives will hold a reprise of their panel discussion, and talk further about wise ways to use IT to gain, and actually manage, an enterprise-wide perspective on the compliance activity at your business.
Featuring:
Lamond Kearse, Chief Compliance Officer, New York Metropolitan Transportation Authority
Paul Robert Associate General Counsel and Director, Contracts and Compliance, United Technologies Corp.
David Baker, SVP, Chief Compliance Officer & Group General Counsel,  Travelers Companies
Colin Campbell, Global Head, GRC Product Management, SAI Global 

CONVERSATION
Building Anti-Corruption Programs, Start to Finish: Continue the conversation on anti-corruption programs here, with a chance to delve into the details of risk assessments, policy management, procedures, monitoring, and more.
Featuring:
Randall Corley, EVP, Global Compliance Officer, Edelman
Kirsten "Kerry" David, Chief Compliance Officer, Shaw Group Inc.

CONVERSATION
Effective Ethics Training, Year after Year: All devotees of ethics training—this is your chance to talk in-depth. Meet our three ethics speakers and continue the conversation about how to reach employees and impart the ethics and compliance lessons that matter.
Featuring:
Sandy Williams, VP Ethics & Compliance and Chief Compliance Officer, American Electric Power
Kenneth Jones, Corporate Vice President and Chief Compliance Officer, Huron Consulting Group
Susan Bounds, Director - Corporate Compliance, AT&T Inc.

CONVERSATION
Global Track: Middle East: Our "Global Track" series,  a new feature of the Compliance Week annual conference, lets compliance executives interested in specific parts of the world share their observations (and frustrations!) on how to address challenges such as data privacy, corruption, legal systems, and more.
Featuring:
Salman Haider, Chief Compliance & AML Officer, Mizuho Saudi Arabia Co.
Nigel Benstead, VP & Chief Compliance Officer, PepsiCo
Bobby Butler, VP & Chief Compliance Officer, Universal Weather & Aviation, Inc.

CONVERSATION
Conflict Minerals Rule: Worried that the proposed rule for conflict mineral disclosure will impose impossible burdens on your supply chain? This conversation session will allow you and your peers to discuss exactly what the rule wants companies to do and some early steps you can take to manage its compliance and reporting obligations.
Featuring:
Tim Mohin, Director of Corporate Responsibility, AMD

SESSION
Structuring Compliance for the Global Enterprise: White-boarding a compliance program from corporate headquarters is easy. Implementing a program effectively across the globe—developing the right structure, leveraging local management, explaining responsibilities—can be problematic. In this session, three executives will share their approaches to developing compliance programs that work worldwide even in a highly fractious world.
Speakers:
Mark Koczela, Vice President Compliance, Johnson Controls
Stephen Shelton, Vice President Audit Services and Chief Audit Executive, KBR Corp.
Karen Handelsman Moore, Director of Compliance, Philip Morris International
Moderator: Joseph McCafferty, Deputy Editor, Compliance Week

SESSION
Stop the (Controls) Madness!: This session is geared for financial reporting executives, corporate controllers, internal auditors, and anyone else wrestling with the explosion of financial data companies are expected to track, audit, and report. It will examine whether the pace of new reporting standards is now more than companies can manage and how you can maintain a flexible reporting system that can handle new demands—or try to, at least.
Speakers:
Bill Spoehr, Vice President - Financial Compliance, Safeway Inc.
Mike Ellner, VP of Internal Audit and Global Financial Compliance, ACE Group
Bruce Beck, Sales Director, Infor

SESSION
Disclosure: What's Mandatory and What's Common Sense: Disclosure is about controls and data capture, yes, but it's also about policy and judgment: knowing when something should be brought to the board's attention, when regulation demands disclosure, and when self-disclosure is simply the best way to stay ahead of a problem. This session will review the systems and processes that can help ensure effective disclosure and the conversations you should have to decide disclosure amid unclear circumstances.
Speakers:
Jay Cohen, Senior Vice President and Chief Compliance Officer, Assurant Corp.
Terry Thompson, General Auditor, Santee Cooper
Carl Lackstrom, Vice President of Risk Management and Internal Audit, HMS Inc.
Moderator: Scott Mitchell, Chair, OCEG

CONVERSATION
Case Study: Who Commits Fraud and What Motivates Them: Time Warner's top misconduct investigators will preview their cast study of how to identify errant employees and root out misconduct later in the day.
Featuring:
Kelli McTaggart, VP, Associate General Counsel & Chief Ethics & Compliance Officer, Time Warner Inc.
Steven Hendrix, Director of Special Investigations, Time Warner Inc.

CONVERSATION
Bribery Considerations and Best Practices: This dialogue will delve further into the issues discussed in the panel examining the cross-border enforcement landscape, particularly within the frameworks of the Office of Foreign Assets Control, the Foreign Corrupt Practices Act, and the U.K. Bribery Act.
Featuring:
Mario Mancuso, Former Under Secretary of Commerce for Industry and Security; Chair, International Trade and Investment Practice, Fried Frank
Steven Witzel, Co-head of Anti-Corruption Practice, Fried Frank
William Johnson, Co-Head of White-Collar Criminal Defense, Securities Enforcement, and Internal Investigation Practices, Fried Frank

CONVERSATION
Integrating Cloud Computing Into Your Data Security Program: Looking for more opportunity to talk about how cloud computing has you at wit's end? We've got you covered. This conversation will take a closer look at the cloud with all its risks and benefits, and at how compliance officers can stay ahead of an IT reality bound to it your company eventually.
Featuring:
Michael Garson, Chief Compliance Officer and Technology Control Officer, LGS Innovations (an Alcatel-Lucent subsidiary)
David Cass, CISO, Elsevier
Laurel Geise, Chief Compliance and Information Security Officer, CoreLogic 

CONVERSATION
Fraud and Compliance in Healthcare: Specifically targeted for compliance officers in healthcare, pharmaceuticals, and related sectors, this session will explore the continuing crackdown by federal authorities to root out and punish healthcare fraud and what compliance officers in these sectors can do to get ahead of the government's push.
Featuring:
Laura Merten, Chief Compliance Officer, Walgreen Co.
Sara Ratner, Chief Compliance Officer, Prime Therapeutics

DEMONSTRATION
Managing Information Governance: As a preview to the panel discussion on information governance at 3:15 p.m., executives from Bloomberg Vault will demonstrate how their product can create a secure, cloud-based IT environment that consolidates corporate records management, regulatory compliance, and data management into one system that compliance departments can use to meet modern needs.
Featuring:
Harald Collet, Global Business Manager, Bloomberg

SESSION
From Compliance Programs to ERM: Regulators clearly want corporate boards to embrace the idea of enterprise risk management, and boards are leaning on compliance officers to start that process. This panel will explore how compliance officers can lead that charge, expanding beyond straightforward (if maddening) regulatory compliance to a more forward-looking approach to risk generally.
Featuring:
Peter Agnoletto, Chief Audit Executive and ERM Leader/Senior Director of Internal Audit, Par Pharmaceutical Companies
Frank Fiorille, Director of Enterprise Risk Management, Paychex
Moderator: Steve Zawoyski, Risk Assurance Partner, PwC

SESSION
Case Study: Who Commits Fraud and What Motivates Them: Time Warner's chief ethics and compliance officer and her director of investigations will discuss fraud in the corporate workplace and what motivates an employee to participate in a financial crime that is, oftentimes, out of character with his or her normal behavior.  Understanding why people commit fraud can assist companies in conducting internal investigations and in designing appropriate controls to help prevent or detect fraud.
Speakers:
Kelli McTaggart, VP, Associate General Counsel & Chief Ethics & Compliance Officer, Time Warner Inc.
Steven Hendrix, Director of Special Investigations, Time Warner Inc.

SESSION
Information Governance to Avoid Compliance Meltdowns: As corporations move ever more into the era of 'Big Data,' the risks thereof―e-discovery failures, privacy breaches, poor data security―are growing ever more pronounced. This session will explore how to manage all those risks and compliance obligations in modern corporate IT environments such as cloud computing. How do you find the right "cloud model" for your business? How can you control information in that structure? What are the implications for privacy and data security? We will answer those questions and many more.
Moderator: Harald Collet, Global Head, Bloomberg
Additional speakers to be announced

CONVERSATION
Good Compliance Is Good Business: Effectively Communicating ROI: How do you articulate the tangible value of good conduct and strong ethical standards? This workshop, moderated by the former chief compliance officer of a Fortune 10 company, will explore questions such as how you communicate the ROI of compliance, how you measure it, and what key performance indicators you can use. Join us as we share ideas on techniques that companies can use to help make sure the value of their compliance programs is being properly measured and communicated.
Featuring:
Rob Biskup, Director, Forensic & Dispute Services Practice, Deloitte Financial Advisory Services
Ron Schwartz, Partner, Forensic & Dispute Services Practice, Deloitte Financial Advisory Services

CONVERSATION
Structuring Compliance for the Global Enterprise: Talk further about leveraging local managers, setting effective structures for compliance, building a compliance program while under a corporate integrity agreement, and more. Follows up from our panel discussion in the previous hour.
Featuring:
Mark Koczela, Associate General Counsel, Johnson Controls Inc.
Stephen Shelton, Vice President Audit Services and Chief Audit Executive, KBR
Karen Handelsman Moore, Director of Compliance, Philip Morris International

CONVERSATION
Disclosure: What's Mandatory and What's Common Sense: The conversation about sound disclosure policy continues here, where participants can share the practices at their companies or give examples of issues that prove especially challenging.
Featuring:
Jay Cohen, Senior Vice President and Chief Compliance Officer, Assurant
Terry Thompson, General Auditor, Santee Cooper
Carl Lackstrom, Vice President of Risk Management and Internal Audit, HMS Inc.

DEMONSTRATION
Due Diligence Systems in Action: Join Thomson Reuters Accelus/World-Check for a look at its Accelus-World Fact suite of products, designed to identify third-party risks, simplify management of your extended enterprise, and monitor conduct of third-parties to ensure they adhere to your Code of Conduct or other policies.
Featuring:
Bruce Ackerman, Director of Sales - Securities, Investments, Insurance & Government, Thomson Reuters Accelus/World-Check - Governance, Risk & Compliance
Jeff Solomon, Major Account Director, Corporate Markets, Thomson Reuters Accelus/World-Check

 
Keynote: Bob McDonald, Chairman, President & CEO, Procter & Gamble

The 2012 OCEG Achievement Awards Presentation: The Open Compliance and Ethics Group will recognize the great strides that many organizations have made in improving and integrating their approaches to governance, risk management, and compliance.

Wednesday, June 6

Concurrent Sessions & Conversations

SESSION
Integrating Risk Appetite and Risk Management: Some risks, such as regulatory compliance, cannot be ignored. Developed by management and ratified by the board, the risk appetite serves as the fundamental standard by which all enterprise risks are judged acceptable or unacceptable. This panel session will feature the case study of a company that integrated risk appetite into its risk and compliance process as well as its strategic planning process.
Speakers:
Sandy Pundmann, Partner, Deloitte & Touche
Donna Epps, Partner, Forensic & Dispute Services, Deloitte Financial Advisory Services
Sandra Carson, Vice President of Enterprise Risk Management and Compliance, Sysco Corp.
Moderator: Joseph McCafferty, Deputy Editor, Compliance Week

SESSION
Stressed! How to Stay Sane in the Modern CCO Job: A recent survey found that 60 percent of compliance officers have considered quitting in the last 12 months due to overwhelming job stress. Don't bail just yet! Attend this session to hear from other compliance officers about why the job has grown so complex, and share steps you can take to stay ahead of the fray and be more productive on the job.
Speakers:
Laura Merten, Chief Compliance Officer, Walgreen Co.
Stephen Epstein, Chief Counsel, Ethics and Compliance, Boeing Co.
Patrick Carney, Assistant General Counsel (Ethics), Federal Communications Commission
Moderator: Matt Kelly, Publisher & Editor-in-Chief, Compliance Week

CONVERSATION
Stop the (Controls) Madness!: Continue the conversation about managing the threat of 'control overload' in this follow-up session, where you can further debate the fine points of control systems, testing, and pruning back key controls before the proliferate beyond your ability to manage.
Featuring:
Bill Spoehr, Vice President - Financial Compliance, Safeway Inc.
John Waldron, Vice President, Corporate Controller, Campbell Soup Co.
Michael Ellner, VP Internal Audit and Global Financial Compliance, ACE Group

CONVERSATION
From Compliance Programs to ERM: Looking for more detail and insight on adopting enterprise risk management? Our ERM panelists will conduct a reprise of their main session and open the conversation to hear how you're tackling ERM at your enterprise now.
Featuring:
Peter Agnoletto, Chief Audit Executive and ERM Leader/Senior Director of Internal Audit, Par Pharmaceutical Companies
Frank Fiorille, Director of Enterprise Risk Management, Paychex

CONVERSATION
Global Track: China: Our "Global Track" series,  a new feature of the Compliance Week annual conference, lets compliance executives interested in specific parts of the world share their observations (and frustrations!) on how to address challenges such as data privacy, corruption, legal systems, and more.
Featuring:
Lupe Garcia, Associate General Counsel, Integrity & Compliance, Gap Inc.
Louis Sapirman, VP, Associate General Counsel & Chief Compliance Officer, The Dun and Bradstreet Corp.