Enforcement Action

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“Enforcement Action” is written by Bruce Carton, a former senior counsel in the SEC's Division of Enforcement. A “blawg pioneer” (according to The Wall Street Journal), Carton was the creator of Securities Litigation Watch, a blog that he wrote for more than three years while he was vice president of ISS' Securities Class Action Services. He is now editor of Securities Docket, an online publication that tracks securities litigation and enforcement developments on a global basis. Carton welcomes questions, comments and statements from readers on enforcement and litigation issues; he can be reached via email at BCarton@complianceweek.com.

 

September 10, 2009

Live Coverage of Today’s Senate Hearing, 2:30 pm

I will be covering today’s Senate Hearing (”Oversight of the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance“) along with several guest panelists via the interactive discussion below. Please visit this page today at 2:30 pm to join me, Compliance Week editor Matt Kelly, former SEC enforcement attorneys Ross Albert of Morris, Manning & Martin and Jerome Tomas of Baker & McKenzie; former AUSA David Seide of Curtis, Mallet-Prevost; and Doug Cornelius, Chief Compliance Officer at Beacon Capital Partners and author of the “Compliance Building” blog as we follow the hearing – and bring your questions!

Posted by: bcarton @ 10:06 am

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