Close

Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.

Get updates on Compliance Week offerings, including new features, databases, research, and other resources, along with announcements of upcoming Webcasts, conferences, seminars, CPE/CLE opportunities and more.

Published every Thursday, Compliance Week Europe offers a condensed summary of risk, audit, and compliance news either originating in Europe, or of special interest to European compliance professionals. This newsletter will follow developments by the European Commission, as well as those of national governments across the region, or any U.S.-based news that might have consequence across the Atlantic. Frequency: weekly; Thursday a.m.

A fresh edition of Compliance Week delivered via e-mail and online every Tuesday morning, relentlessly focused on the disclosure, reporting and compliance requirements of our 25,000+ paying subscribers.

Published every Friday, Compliance Weekend was launched at the behest of subscribers, and offers a quick Plain English review of the week's key developments. We hope you enjoy this supplement to Compliance Week's Tuesday edition.

The SEC's New Whistleblower Program-What It Means for Companies and How to Respond

Bruce Carton | July 22, 2011

Today, a terrific panel of top SEC regulators, lawyers and consultants joined me for a webcast on "The SEC's New Whistleblower Program: What It Means for Companies and How to Respond." The panel included:

  • Scott Friestad, Associate Director, SEC's Division of Enforcement
  • Brad Bondi, Partner, Cadwalader, Wickersham & Taft LLP (former counsel to SEC Commissioners Paul Atkins and Troy Paredes and former Deputy General Counsel of the Financial Crisis Inquiry Commission)
  • Martin Biegelman, Director, Navigant Consulting, Inc. (former Director of Financial Integrity at Microsoft)
  • Paul Atkins, partner, Sphere Consulting  (former SEC Commissioner) will serve as moderator.

The panel provided great insights on the way companies and financial institution should manage and respond to whistleblowers, conduct internal investigations, and interact with the SEC now that the SEC's new whistleblower rules are imminent. You can view the webcast below.

A BrightTALK Channel