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Bruce Carton is a former senior counsel in the SEC's Division of Enforcement. Previously vice president of Securities Class Action Services group at Institutional Investor Services (ISS, now RiskMetrics), he is also a former securities litigation partner with one of the world's largest law firms. The editor of Securities Docket, Carton also hosts a Compliance Week blog called, "Enforcement Action." Some of his recent Compliance Week columns are below:
Compliance Week now has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day. Open to all compliance professionals, free to join.
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Every week we chat with leading thinkers in compliance, auditing, risk management, public policy and more. These short (10-15 minutes) interviews are free to all. Follow Compliance Week podcasts on iTunes.
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Compliance Week provides general information only and does not constitute legal or financial guidance or advice.