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Compliance Executive

AIG Chooses New Compliance Chiefs

Jaclyn Jaeger July 06, 2010

American International Group has chosen David DeMuro, the former head of compliance and regulation at now-defunct Lehman Brothers Holdings, to serve as its new deputy general counsel and heading of the company's compliance and regulatory affairs.The company also promoted Karen Nelson to chief compliance officer. Nelson, who joined AIG two...

New Director of Ethics and Compliance at Navigant

Jaclyn Jaeger July 01, 2010

Andrea Bonime-Blanc, general counsel, chief compliance officer, and corporate secretary of Daylight Forensic & Advisory, has announced her new role as associate general counsel and director of ethics and compliance for Navigant Consulting.For the past two years, Bonime-Blanc as served as general counsel, chief compliance officer, and corporate secretary for...

Exelon Taps VP of Federal Regulatory Affairs and Policy

Jaclyn Jaeger June 27, 2010

$17 billion electric utility provider, Exelon Corporation, has named Kathleen Barron vice president of federal regulatory affairs and policy, effective July 12. Barron joins Exelon from the Federal Energy Regulatory Commission, where she served in roles of increasing responsibility, most recently as deputy general counsel.As deputy general counsel for FERC,...

Henry Schein Appoints New Director of Compliance

Jaclyn Jaeger June 07, 2010

$6.5 billion Henry Schein, a Melville, N.Y.-based distributor of healthcare products and services to office-based practitioners, has promoted Sergio Tejeda to director of regulatory operations and compliance.Tejeda joined Henry Schein in 1990 and spent his first eight years at the company as the returns supervisor. In 2006, he was promoted...

Eli Lilly Creates New Ethics and Compliance Roles

Jaclyn Jaeger March 10, 2010

$21.8 billion drug maker, Eli Lilly and Co., said it plans to create four new senior-level ethics and compliance positions to further support the centralized global compliance and enterprise risk management function, the company said in a filing. The establishment of the new positions are part of a deal to...

PG&E Names Chief Risk and Audit Officer

Jaclyn Jaeger February 26, 2010

PG&E Corporation and its utility unit, Pacific Gas and Electric Company, announced the election of two new officers and new assignments for key team members within the companies' finance and risk organizations.PG&E Corporation and Pacific Gas and Electric Company named Anil Suri as vice president and chief risk and audit...

Carlo di Florio Named Director of SEC OCIE

Jaclyn Jaeger January 05, 2010

The Securities and Exchange Commission has named Carlo di Florio director of the agency’s Office of Compliance Inspections and Examinations. As head of OCIE, di Florio will oversee the SEC’s nationwide examination programs for investment advisers, broker-dealers, mutual funds, credit rating agencies, and self-regulatory organizations among other entities.“A strong inspections...

CHS Names New Compliance Leader

Jaclyn Jaeger November 02, 2009

CHS, an energy, grains, and foods company, has named Josh Blaisdell to the newly created position of vice president of corporate compliance. He will report to David Kastelic, senior vice president of the new legal and compliance department, effective Jan. 1, 2010.In this new role, Blaisdell will lead overall CHS...

Minerals Technologies Names General Counsel

Jaclyn Jaeger August 14, 2009

$1.1 billion Minerals Technologies has named Thomas Meek vice president, general counsel, and secretary, effective Sept. 1. He succeeds Kirk Forrest who will retire at year-end after having served as general counsel for five years.Meek joins Minerals Technologies from Alcoa, where he served as deputy general counsel. In that position...

Caterpillar Ethics, Compliance Leader Joins Lennox

Jaclyn Jaeger July 31, 2009

Eric Hinton, currently ethics and compliance manager at Caterpillar, has announced that he will be leaving his position to pursue another opportunity, effective Aug. 3.After 10 years at Caterpillar, Hinton will join Lennox International, based in Richardson, Texas, as director of ethics and compliance and legal counsel.Prior to his current...

Grant Thornton Names Edward Nusbaum CEO

Jaclyn Jaeger June 04, 2009

Accounting titan Grant Thornton International has appointed Edward Nusbaum as CEO, effective Jan. 1, 2010. Nusbaum succeeds David McDonnell, who is retiring after eight years with the company.“I am greatly honored and look forward to the opportunity to lead Grant Thornton International,” said Nusbaum. “I will dedicate myself to continuing...

DynCorp International Creates Chief Compliance Role

Jaclyn Jaeger May 28, 2009

DynCorp International, a global provider of specialized mission-critical services to civilian and military government agencies, has appointed Curtis Schehr to the newly created senior executive position of senior vice president, chief compliance officer, and executive counsel, effective immediately. Schehr is currently senior vice president, general counsel, and secretary.In this new...

LRN Adds to Its Executive Leadership Team

Jaclyn Jaeger December 09, 2008

LRN has appointed Alister Christopher, former senior vice president of Gartner Events Worldwide, and David Greenberg, former senior vice president and chief compliance officer at Altria Group, to its executive leadership team.As executive vice president of Knowledge, Greenberg is responsible for developing the insights that serve as the building blocks...

Barclays Capital Appoints Head of Financial Crime

Jaclyn Jaeger November 13, 2008

Barclays Capital, the investment banking division of Barclays PLC, announced the appointment of Yvette Hollingsworth as a managing director and head of financial crime. In this regard, her responsibilities will include overseeing the firm’s compliance efforts in anti-money laundering, sanctions, and anti-corruption. She will report to Stephen Morse, head of...

SAP Appoints New Vice President of GRC

Jaclyn Jaeger October 30, 2008

SAP has appointed Norman Marks as vice president of governance, risk, and compliance for Business Objects, an SAP company. In his new role, Marks will continue to be active as a thought leader on GRC, supporting Business Objects customers as they implement leading-edge GRC solutions.For more than a decade, Marks...

Johnson Controls Appoints Compliance Director

Jaclyn Jaeger October 01, 2008

Johnson Controls has appointed Stephen Liccione as director of corporate compliance of the $38 billion multi-industry company, located in Milwaukee, WI.Liccione previously served as assistant general counsel, litigation and compliance, with SPX Corporation, and earlier in his career served as assistant U.S. Attorney in its Milwaukee office.

L-3 Appoints New FCPA Compliance VP

Jaclyn Jaeger September 25, 2008

$14 billion L-3 Communications Holdings has appointed Vincent O’Connor as vice president of FCPA Compliance. In this newly created position, O’Connor will implement, oversee, and administer all aspects of L-3’s FCPA compliance program, as well as continue to support the L-3 Services Group as vice president for compliance and ethics.He...

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Compliance Week LinkedIn Group

Compliance Week now has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day. Open to all compliance professionals, free to join.

Survey of the Week

Deloitte is conducting their annual Look Before You Leap: Managing Risks in Global Investments survey to better understand the approaches companies are taking to address compliance and integrity-related risks in emerging markets.