Disclosure Databases - Compliance Week

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Disclosures: Compliance Week Databases & Spreadsheets

Below is a list of the latest disclosure databases available to subscribers of Compliance Week. Links to related materials or original filings are provided where appropriate. Please contact us at (888) 519-9200 or via email for more information.

Auditor Changes

Searchable database of all changes in certifying accountants, updated weekly. Also see downloadable spreadsheets with data from 2011, 2010, 2009, 2008, 2007, 2006, 2005, and 2004.

Bylaws & Policies

Searchable database of more than 1,000 corporate bylaws, certificates of incorporation, and corporate governance guidelines.

Class-Action Filings

The latest class-action filings, including downloadable versions of the actual complaints.

Class-Action Settlements

The latest class-action settlements, including settlement values and downloadable settlement notices

Codes of Business Conduct

Searchable database of more than 1,000 codes of conduct, codes for financial executives, and mission/values statements.

Corporate Charters

Includes audit committee charters, governance committee charters, nominating committee charters, and others.

Compensation Discussion & Analysis

Searchable database of the "principles-based narrative" (CD&A) that was mandated by the SEC's new compensation disclosure rule.

Internal Controls

Searchable database of Item II 9A on Form 10-K and Item I 4 on Form 10-Q, entitled “Controls and Procedures

Investigations & Probes

Tracks both formal and informal inquiries by the SEC and DoJ, as well as "internal investigations" launched by public companies.

Management Discussion & Analysis

Searchable database of the MD&A sections of companies’ periodic reports, to help subscribers understand how their peers are disclosing risks.

Whistleblower Guidelines

Compare and contrast hundreds of whistleblower guidelines, including contact options and “what happens” steps.

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Compliance Week LinkedIn Group

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