Compliance Week TV

In our first Compliance Week TV video we hear from Frank Diana, executive vice president of enherent Corporation, who discusses the challenges involved in information management.
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CPE Credits On Demand!

Subscribers can now earn FREE Continuing Professional Education (CPE) credits by watching Compliance Week Webcasts on critical topics related to corporate compliance and risk -- on demand, so at your convenience! For subscribers only.
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Compliance Week Podcasts …

This week’s podcast features Lucy Marcus, CEO of Marcus Venture Consulting, talking about shareholder and director activism, and how corporate executives can work with them more effectively. Hear the podcast now or …

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… and Compliance Week on Twitter!

You can also follow Compliance Week Editor Matt Kelly on Twitter, for the latest regulatory observations and updates. More than 2,600 followers and ranked the most influential Twitter feed on compliance!

Compliance Week LinkedIn Group

Visit the Compliance Week has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day among themselves. Open to all, free to join.

Webcasts of the Week

Defining and Executing Systematic, Risk-Based Third-Party Due Diligence for FCPA Compliance
Sponsored by The Steele Foundation

Help Wanted: Ad of the Week

Compliance Education & Communications Mgr.
Submitted by Oracle

Event of the Week

Corporate Governance Programs
Courtesy of Harvard Business School

Thought Leadership of the Week

Access Management: Efficiency, Confidence, Control
Courtesy of SAP

The Resource Exchange

Code of Conduct
Submitted by BP

Sample Risk Acceptance Request
Submitted by Circuit City

Featured Databases

Whistleblower Guidelines
Search Whistleblower Policies, Contract Options

Class-Action Filings
Download Text of Class-Action Complaints

GRC Illustrated Series

Improving GRC by Visualizing Your Data
The 24th Installment in This Exclusive Series
Topical Index of Recent Coverage & Special Features

Compliance Week is relentlessly focused on corporate governance, risk, and compliance. Below are some of the topics we regularly cover; more thorough searches can be conducted in the upper-left corner of our Website.

Accounting and Auditing: From FIN 48 and “fair value” developments, to audit fees and restatement issues. Coverage of FASB and PCAOB developments can also be found here.

Boards and Committees: Board policies, audit & compensation committee practices, D&O insurance, independent directors, and more.

Case Studies in Compliance: Editorial case studies (i.e., these are not advertisements) of companies that have deployed a variety of SOX and GRC software products.

Compliance and Technology: Coverage of IT issues as they pertain to risks to reliable financial reporting, internal controls, ERM, records retention, etc.

Electronic Discovery and the Revised FRCP: Coverage of the revised Federal Rules of Civil Procedure as it pertains to “electronically stored information.”

Enforcement & Litigation: Latest developments related to SEC and DoJ enforcement, class-action filings, precedent-setting court decisions, and more.

Enterprise Risk Management: Includes guidance on ERM and insights on risk assessments, continuous auditing, the COSO guidance, and more.

Ethics & Codes: Coverage and guidance on topics ranging from tone-at-the-top and gift policies, to Q&As with (and lessons from) chief ethics officers.

Executive Compensation: Includes coverage of the SEC's compensation disclosure guidelines, shareholder and proxy pressures, 409A, backdating, perks, SERPs, and more.

FASB and Financial Accounting Standards: Includes coverage of recent FASB provisions and accounting standards and guidance, including fair value, FIN 48, FAS 133, and more.

The Foreign Corrupt Practices Act: Includes coverage, columns, and guidance related to the Foreign Corrupt Practices Act, antifraud, antibribery, and related issues.

GRC Illustrated: A unique series of visual representations of key governance, risk, and compliance initiatives; created with the Open Compliance and Ethics Group.

International, Global Issues: Includes coverage of EU directives, IFRS reconciliation, IASB pronouncements, exchange convergence, and more.

Internal Control Over Financial Reporting: Includes coverage of SOX Section 404, the PCAOB's Audit Standard No. 5, and related “top-down, risk-based” issues.

Majority Voting, Proxy Issues: Includes coverage of the shareholder democracy movement, from proxy fights and broker voting to “advisory votes” and director elections.

Q&A Interviews: Dozens of on-the-record Q&As with chief governance, risk, and compliance officers at Home Depot, Pepsi, Sunoco, Altria, Tyco, UPS, Microsoft, and others.

Remediation Center: Experts answer reader questions on a variety of governance, compliance issues.

Shareholders & Institutions: Exploring the pressures that activist investors—pension funds, hedge funds, unions, etc.—are increasingly placing on corporations.

Stock Option Expensing: Includes coverage of FAS 123(R), and related guidance on fair-value accounting and grant-date communication issues.

Sustainability and CSR: Includes coverage and guidance on sustainability issues, from risks and disclosure challenges to the Global Reporting Initiative.

The McNulty Memo and Penalty Guidelines: Includes coverage of The McNulty Memo and penalty guidelines, as well as related topics on cooperation during investigations.

Whistleblowing & Hotlines: Includes coverage of the SOX whistleblower provisions, as well as global guidance (i.e., in France and Germany) and recent complaints and standards.

XBRL: Includes coverage of the SEC’s push into what it calls “interactive data”; namely, financial reports of issuers filed using eXtensible Business Reporting Language.