Compliance Week TV

 In our first Compliance Week TV video we hear from Frank Diana, executive vice president of enherent Corporation, who discusses the challenges involved in information management.
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Compliance Week Podcasts …

This week’s podcast features Lucy Marcus, CEO of Marcus Venture Consulting, talking about shareholder and director activism, and how corporate executives can work with them more effectively. Hear the podcast now or …

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Webcasts of the Week

 Defining and Executing Systematic, Risk-Based Third-Party Due Diligence for FCPA Compliance
Sponsored by The Steele Foundation

Help Wanted: Ad of the Week

 Compliance Education & Communications Mgr.
Submitted by Oracle

Event of the Week

 Corporate Governance Programs
Courtesy of Harvard Business School

Thought Leadership of the Week

Access Management: Efficiency, Confidence, Control
Courtesy of SAP

The Resource Exchange

Code of Conduct
Submitted by BP

Sample Risk Acceptance Request
Submitted by Circuit City

Featured Databases

Whistleblower Guidelines
Search Whistleblower Policies, Contract Options

Class-Action Filings
Download Text of Class-Action Complaints

GRC Illustrated Series

 Improving GRC by Visualizing Your Data
The 24th Installment in This Exclusive Series
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Records Management

The companies listed below claim to facilitate compliance with the requirements of Rule 17a-4, which specifies how financial services firms must store electronic records, including email.

Company Description Note Contacts

AdvisorMail 5.0 provides first-class archiving and email compliance features with upgraded spam and virus protection, encryption, and mailbox management options. Comply with SEC, NASD, HIPAA, Sarbanes-Oxley and other mandates. AdvisorMail is completely web-based with no capital expenditure required for hardware, software or IT personnel. All email archive solutions support multiple client configurations and easy setup. (800) 251-3863
Archive Solutions
Control and discover information while mitigating risk, preserving business value and ensuring legal, regulatory and business compliance. CA Information Governance includes tools for message and records management that enable proactive lifecycle management of information as well as efficient discovery response. Web site
EnCrisp designs and implements leading-edge Governance Risk and Compliance (GRC) solutions with a "business-driven" approach to improve compliance efficiencies through optimal internal controls and security design. EnCURE™ solutions platform and methodology integrate large IT integration, audit, and compliance software design experience for implementations of GRC automation, ERP security, issues remediation, and clear ROI. (703) 652-6032
Web site
Email
Iron Mountain Inc. helps organizations around the world reduce the risks and costs associated with information protection and storage. The Company offers comprehensive records management and data protection solutions, along with the expertise and experience to address complex information challenges such as rising storage costs, litigation, regulatory compliance and disaster recovery. With over 55 years of expertise in information protection and storage, Iron Mountain provides Records Management solutions - for all media and formats, including paper, digital, film, tape - to 98% of the Fortune 1000. Iron Mountain is the only partner you can trust to design and implement a comprehensive and consistent Compliant Records Management (CRM) program. (800) 899-IRON
Web site

 MetricStream provides a comprehensive suite of products to manage compliance with multiple regulations and corporate policies, manage internal/external risks as well as business processes. MetricStream is a market leader in Enterprise-wide Governance, Risk and Compliance (GRC) Solutions for global corporations such as Philips, NASDAQ, UBS, SanDisk, BP, and Hitachi. 650.620.2955
Web site
Email

policyIQ is a web-based content management system used for policies, procedures, internal controls, compliance tracking and testing, and whistleblower notification, investigation and reporting. Resources Global Professionals helps clients execute strategies on a more cost effective basis by providing experienced professionals and proprietary technology for company initiatives in accounting, finance, internal audit, information management, human resources, supply chain management and legal services. (866) 753-1231
Web site
Email

This directory should not be construed to be an endorsement of these companies, products or services. In addition, inclusion in this list does not validate or ensure the companies' compliance claims.

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