May
May 14-17
Houston, TX
Energy Risk USA
The 16th annual Energy Risk USA will be held in Houston on May 15-16 2012, with optional seminars on May 14 and 17. This year's conference contains high-level keynotes, interactive discussion sessions, case studies and in-depth presentations. The 2-day, 2-stream conference will provide insight to enhance your risk management techniques and benchmark your methods with over 200 peers in the energy industry including risk managers, energy commodities traders, quantitative analysts, and corporate energy end-users.
May 16-17
Chicago, IL
Business Ethics and Compliance Conference
The Conference Board's Business Ethics and Compliance Conference will focus on issues facing chief ethics and compliance officers. This conference will give executives responsible for ethics and compliance insights on how to manage global complexity in the current regulatory and enforcement environment and will feature updates on whistleblower activity in 2012, privacy, social media, corporate political spending and other top-of-mind topics.
May 16-17
Baltimore, MD
IRMI Cyber & Privacy Risk Conference
The second annual IRMI Cyber & Privacy Risk Conference will give attendees an understanding of how to identify, contractually transfer, and insure liability risks arising from the use of technology and the Internet in business.
May 17-18
Santa Clara, CA
SOX & Internal Controls Update Conference
SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists and regulators from the SEC/PCAOB, the program includes a combination of lectures and real-life case discussions for a deeper understanding of the topics included: Understand the latest regulatory/best practice changes in key areas; Explore the practical considerations related to Dodd-Frank; and Begin to assess the effects of the latest accounting standards on your SOX compliance.
May 17-18
Concord, NH
Annual Compliance Conference
The New Hampshire Bankers Association's (NHBA) 25th Annual Compliance Conference's discussions will focus on Compliance Management for the Dodd-Frank Era, Fair and Responsible Lending Compliance and Regulatory Compliance. A Q&A session will be held covering issues within regulatory compliance, current events, and bank examinations. Attendees will receive up-to-date information that will help keep their bank on top of the issues affecting compliance at their institution today
May 21-24
Brussels, Belgium
Basic Compliance & Ethics Academy (Belgium)
SCCE's Basic Compliance & Ethics Academy is a 3 and one-half day training program with an optional CCEP exam on the last day. Attendees gain comprehensive knowledge of the following: Standards, policies and procedures; Compliance and ethics program administration; Communications, education and training; Monitoring, auditing and internal reporting systems; Response and investigation, discipline and incentives; and Risk assessment. The Academy addresses methods for implementing and managing compliance programs based on the Seven Element Approach. Courses cover subject matter in each of these areas and better prepare interested parties for the Certified Compliance and Ethics Professional (CCEP) exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.
May 18
New York, NY
Upper Northeast Regional Compliance Conference
SCCE regional conferences provide a forum to interact with local compliance professionals, share information about our compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.
May 21-23
Washington, DC
FINRA's Annual Conference
During this annual event, industry practitioners, peers and regulators exchange ideas on compliance and regulatory topics. With conference sessions such as Fraud Detection, Social Media Compliance, and Trading and Market Developments, there also will be the opportunity to gain continuing education, CLE and CPE credits.
May 22
New York, NY
North American Financial Information Summit
The 10th annual North American Financial Information Summit provides insight to the latest strategies with which to tackle the business, regulatory, and technology challenges facing the market and reference data community. It is a forum for financial market and reference data professionals.
May 23-24
Washington, DC
National Forum on Global Export Controls Compliance
At American Conference Institute's 15th National Forum on Global Export Controls Compliance, attendees will learn from and meet industry experts in export compliance, senior U.S. and foreign government officials, and private practice professionals. Topics will include "Preparing for Migration of USML to CCL," "Minimizing the Risk of Export Violations in China," and "Educating Foreign Subsidiaries on Preventing Diversion to Sanctioned Countries." On May 25, post-conference working groups will also be held.
May 30-31
São Paulo, Brazil
Brazil Summit on Customs and Import Compliance
The 1st Annual Brazil Summit on Customs and Import Compliance is designed to provide Brazil trade compliance executives with practical import compliance and duty saving strategies. Companies such as Tyco, Nike, Weatherford, ABB, Nestle, Novartis, Baker Hughes, Cisco, Bayer, LATAM Airlines, DuPont, PepsiCo, Microsoft, Hershey and Covidien will be represented. This conference will teach attendees how to customize their company's reporting structure, compliance processes, internal controls and training strategies to address the unique risks of your business.
June
June 3-6
Austin, TX
Higher Education Compliance Conference
The 10th Annual Higher Education Compliance Conference is the primary networking event for those working in compliance and ethics within higher education. Last year the conference welcomed over 250 attendees representing over 75 institutions from around the country. This conference features three general sessions and twenty breakout sessions presented by nationally recognized content-area experts. In addition, attendees will have the opportunity to participate in a number of pre-conference and post-conference sessions.
June 3-6
Austin, TX
Research Compliance Conference
The Health Care Compliance Association's Reasearch Compliance Conference will cover topics such as Implementation of the Sunshine Act provisions to the Health Care Reform Package, and updates to the Medicare as Secondary Payer Rules. Representatives from NIH, OHRP, ORI, the FDA, the OIG, and the
DOJ will be present to provide practical perspectives for how to handle research compliance risks.
June 4-6
Washington, D.C.
Compliance Week 7th Annual Conference
Join Compliance Week, global regulators, standard setters, GRC experts, and corporate compliance risk officers for what has been described as the premier compliance event that's not to be missed. Among our keynote speakers are FASB Chairman Leslie Seidman and the Honorable Judge Jed Rakoff.
June 5-6
Shanghai, China
China Summit on Anti-Corruption
The China Summit on Anti-Corruption including in-house counsel, ethics and compliance executives, forensic accountants, finance and internal audit executives as well as corporate attorneys from China and around the globe attend ACI/C5's China Summit on Anti-Corruption. Now in its 5th year, this conference will once again provide anti-corruption enforcement initiatives in China and practical solutions for multinational companies' specific China operational challenges.
June 6-7
Copenhagen, DK
European GRC Summit
The 6th Annual European GRC Summit will focus on how board of directors and management can implement initiatives that are aimed at improving transparency, mitigating systemic risk and protecting stakeholders against the many abuses that fundamentally will affect the way in which the company operates. This event provides guidance to all corporate actors in order to be on top of the GRC regulatory developments as well as all the practical operational steps required to be taken to be ready for any adverse reality. Past conferences have focused on the lessons learnt, on implementing best practices and provide hands on practical assessments that participants can take home. Directors and management can thereby learn solutions from other trades and derive from the many international regulatory compliance requirements from EU legislative bodies.
June 7-8
New York, NY
Governance & Compliance Crash Course
The Corporate Governance & Compliance Crash Course attendees will include directors and senior executives seeking a comprehensive overview of the corporate governance framework. Those will will attend will be professionals in the areas of ethics & compliance, risk management, legal and internal audit. Topics will include ground level views from the legal framework to enterprise risk management, handling crisis management, committee accountability, and board organization and balancing regulators, shareholders and management.
June 10-12
Barcelona, Spain
ICPA European Conference
The 3rd Annual International Compliance Professionals Association European Conference showcase professionals involved in the world of trade compliance. Attendees will hear from professionals in this industry as well as government experts. Sessions will include Anti-Bribery Laws, Trade Policies, Status of the Euro, and many more.
June 10-13
Orlando, FL
ABA Regulatory Compliance Conference
The ABA Regulatory Compliance Conference, now in its 26th year, is a four-day, compliance immersion conference for bank compliance officers, auditors, legal counsel, and bank senior management. Material covered in the program will include guidance to manage new Dodd-Frank law provisions, responding to new risk tolerances for banks and explanation of rules and regulations given by key regulators and bank compliance authorities.
June 11-14
Scottsdale, AZ
Basic Compliance & Ethics Academy
The Compliance Academy is a four-day intensive training course designed for participants with a basic knowledge of compliance concepts. The Academy covers specific subject matter in depth and is a great preparation course for the CCEP exam. (The course provides you with sufficient credits required to sit for the exam.) The Academy will address methods for implementing and managing compliance programs based on the Seven Element Approach. Courses will address subject matter in each of these areas and better prepare interested parties for the CCEP exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.
June 12-14
Washington, DC
FCPA and Anti-Corruption Compliance Conference
The Marcus Evans: 8th FCPA and Anti-Corruption Compliance Conference will teach attendees how to mitigate the effects of any possible instances of corruption and bribery both at home and abroad. The event will discuss solutions and best practices that companies have found when dealing with their anti-corruption compliance programs. This conference will not only review the newest enforcement cases, but also highlight practical solutions to problems dealing with FCPA and global anti-corruption measures. This three-day event is content-driven and includes workshops, presentations and panel discussions. This conference aims to bring together heads, VP's, directors, chief compliance officers, and in-house counsel in order to provide an intimate atmosphere for both delegates and speakers.
June 15
Anchorage, AK
Alaska Regional Compliance Conference
SCCE regional conferences provide a forum to interact with local compliance professionals, share information about our compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.
June 19-21
Berlin, Germany
European Supply Chain and Logistics Summit
The 14th Annual European Supply Chain and Logistics Summit is a conference where attendees can elect sessions to create their own learning agenda. Four focus streams, 70 speakers and more than 30 interactive workshops will be offered. There will be over 350 supply chain, logistics, distribution, procurement and operations experts attending the conference. The conference will feature real-life business examples from Beiersdorf, Henkel, McDonalds, Motorola, Oriflame and Unilver, among others. The conference aims to help attendees and their companies benchmark and improve supply chain strategies, reduce risk in the global supply chain, move towards a green supply chain, improve demand forecasting and move away from S&OP to integrated business planning.
June 20-21
Washington, DC
National Forum on Import Compliance and Enforcement
Now in its 7th year, the National Forum on Import Compliance and Enforcement will provide attendees with practical insights on the latest customs and import compliance developments. Amid increased CBP scrutiny and audits, this program will cover subjects to benchmark import compliance practices against other companies, and ask questions directly to senior government officials. Attendees will include import compliance professionals, international trade attorneys and senior government officials.
June 22
San Francisco, CA
West Coast Regional Compliance Conference
SCCE regional conferences provide a forum to interact with local compliance professionals, share information about our compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.
June 26-27
Chicago, IL
BankAudit
BankAudit 2012,the summit created by and for internal audit professionals in the banking industry, will include topics such as "Fraud Prevention and Detection", "Internal Audit's Role in Crisis Management", "The New OCC Bulletin on Model Validation", "Improving Audit Assurance Through Data Analytics", "A Regulator's View of the Audit Function", "Implementing an Integrated Risk-Based Audit Process" and "Trends in Financial Cybercrime." There will be optional workshops on June 25th and 28th.
July
July 8-11
Boston, MA
IIA International Conference
This program from The Institute of Internal Auditors covers issues impacting the profession now and into the future. Concurrent sessions will focus on topics including: resources for chief audit executives and audit management; financial services auditing: investing in your future; emerging global issues: a look ahead.
July 9-12
Shanghai, China
Basic Compliance & Ethics Academy (China)
SCCE's Basic Compliance & Ethics Academy is a 3 and one-half day training program with an optional CCEP exam on the last day. Attendees gain comprehensive knowledge of the following: Standards, policies and procedures; Compliance and ethics program administration; Communications, education and training; Monitoring, auditing and internal reporting systems; Response and investigation, discipline and incentives; and Risk assessment. The Academy addresses methods for implementing and managing compliance programs based on the Seven Element Approach. Courses cover subject matter in each of these areas and better prepare interested parties for the Certified Compliance and Ethics Professional (CCEP) exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.
July 11-12
Washington, DC
Industrial Security Compliance
The Industrial Security Compliance conference will focus on meeting FOCI, NISPOM and DSS requirements to safeguard classified information and maintain security clearances. Attendees will learn about complying with NISPOM and DSS requirements can ensure that their company sustains continued growth and prevents security breaches to your facilities and information technology systems.
July 16-17
Washington, DC
Global Forum on Anti-Corruption Compliance in High Risk Markets
The 3rd Annual Global Forum on Anti-Corruption in High Risk Markets in regards to emerging markets is designed to provide practical, country-specific guidance on screening third-parties, preventing gifts and entertainment pitfalls, working with joint venture partners, conducting internal investigations and other critical anti-bribery issues. This conference will focus on anti-corruption enforcement actions that have involved business activities in Mexico, China, India, Nigeria, Brazil, Russia and other markets considered "high risk".
July 18-19
Kuala Lumpur, Malaysia
Internal Audit Conference
The Institute of Bankers Malaysia's Internal Audit Forum will explore
the new realities faced by internal auditors in the banking and finance
industry. At this forum, discussions regarding the challenge of creating sustainable growth will be a focal point of conversation.
This event will also examine the major trends affecting financial
institutions and explore best practices specific to this group. The Internal Audit Forum puts theory into practice and enables internal
auditors to connect with their peers, practitioners, and thought
leaders.
July 19-21
Hilton Head Island, SC
Coastal Supervisory Committee & Internal Auditors Conference
At the Coastal Supervisory Committee & Internal Auditors Conference, attendees will receive updates on the current economic climate, discuss strategies
to improve oversight effectiveness and discover new tactics to protect their credit union from frauds and other threats. Topics will include "Effective Risk Oversight at the Supervisory Committee Level," "Peak Performance for the Supervisory Committee," "Fraud: How to Spot it, How to Stop It," and more.
July 24-25
Washington, DC
Advanced Forum on ITAR Compliance
Now in its 7th year, the Advanced ITAR Compliance Conference will provide attendees with networking and benchmarking opportunities to help update their company's global ITAR compliance program. The conference will cover topics such as export control reform initiatives, regulatory changes and new government priorities. The conference will have insight and Q&A sessions from industry businesses, legal and government speakers. US-based and non-US entities that deal with ITAR-controlled items or technical data are welcome to attend.
July 24-25
San Diego, CA
DCAA Audit and Compliance Boot Camp
The DCAA Audit & Compliance Boot Camp was developed after extensive market research in order to deliver the practical tools necessary to manage audits, work with auditors, and improve internal compliance processes. Topics for the conference were selected based on the biggest challenges facing industry today. Attendees will experience insight from the DCAA and other industry peers on the latest issues, including the Truth in Negotiations Act (TINA), and how to prepare for the increased DoD focus on incurred cost submissions.
July 31-August 1
Seattle, WA
Export Controls: Awareness and Application Conference
The 4th Annual Conference brings together industry, academia and government to discuss export controls relative to national security while balancing trade and research interests. This two-day seminar offers export compliance training related to both the International Traffic in Arms Regulations as well as the Export Administration Regulations. Topics will include e-Commerce, deemed exports, utilizing foreign nationals in an export environment, manufacturing license and technical assistance agreements, freight forwarding and other interesting issues. Speakers will be representatives from Boeing, FLIR Technologies, Homeland Security Investigations, Customs and Border Protection, Defense Technology Security Administration, Dorsey & Whitney LLP, and other industry partners.
August
August 13-16
Boston, MA
Basic Compliance & Ethics Academy
The Compliance Academy is a four-day intensive training course designed for participants with a basic knowledge of compliance concepts. The Academy covers specific subject matter in depth and is a great preparation course for the CCEP exam. (The course provides you with sufficient credits required to sit for the exam.) The Academy will address methods for implementing and managing compliance programs based on the Seven Element Approach. Courses will address subject matter in each of these areas and better prepare interested parties for the CCEP exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.
August 20-22
Palm Beach, FL
Governance, Risk and Control Conference
The Institute of Internal Auditors' 2012 GRC Conference, prepares attendees to meet stakeholder expectations by offering four general sessions and 32 concurrent sessions in four tracks (Toward Effective Governance, Enhancing Enterprise Risk Management, Investing in Controls, Auditing Smarter). Sessions will also focus on fraud and technology.
August 20-23
San Diego, CA
Gartner Catalyst Conference
The 2012 Gartner Catalyst Conference will host 4 days of moderated discussions, workshops and private consultations for attendees. Information, advice and topics on Cloud Computing, Security for New Ways of Working, and Identity and Privacy in a Consumer-Driven Context, (to name a few), will be provided. This conference is designed for Security & Risk Management, Identity Management and Privacy and Infrastructure & Operations professionals.
August 26-29
Philadelphia, PA
Association of Healthcare Internal Auditors Annual Conference
The 31st Annual Association of Healthcare Internal Auditors Annual Conference is an annual event for healthcare internal auditors and draws attendees from healthcare systems and academic medical centers around the country. Sessions will include topics such as Information Technology, Compliance, New Auditor, Leadership and Auditor Tool Kit.
August 29-30
Irving, TX
Export Management and Compliance Program and Multi-Agency Compliance Conference
This two-day conference provides expanded training on the development
of an Export Management and Compliance Program (EMCP) as well as
presentations from various agencies involved in export control
compliance. Attendees will gain experience in creating and
adapting a compliance program for their organization, solving compliance problems and allowing greater opportunity for
the exchange of ideas and solutions among peers. This conference
focuses on industry best practices for effective export management and
compliance with an emphasis on specific strategies to minimize
the risk of an export violation. This program will be led by senior
export compliance specialists from the Bureau of Industry and Security.
September
September 16-19
Austin, TX
Institute of Internal Auditors Southern Regional Conference
The Institute of Internal Auditor's 2012 Southern Regional Conference is an event for internal auditors throughout the south. Audit executives, directors, managers, and staff will benefit from regional speakers in tracks on governance, IT auditing, fraud, waste and abuse, and emerging issues.This event will include a pre-conference session ("Auditors as Leaders") and CIA or CGAP test preparation workshops.
September 19-20
Orlando, FL
The Summit on IT Governance, Risk and Compliance
The 2012 Summit on IT Governance, Risk and Compliance will provide a view into evolving risks and trends that could possibly affect a GRC program. Attendees will gain different perspectives from the new line-up of speakers representing a cross section of industries. They will show how they have set up their control environment to address a myriad of threats and meet regulatory and legal compliance. Whether attendees have a long-established program, are getting started on a new program, or are in the process of rebuilding their program, they will gain insight into what other organizations are doing to address the new environment of evolving risk.
September 30-October 2
Baltimore, MD
AHLA/HCCA Fraud and Compliance Forum
The Fraud & Compliance Conference, sponsored by HCCA and the American Health Lawyers Association (AHLA), will include an explicit designation of a session as compliance-focused or legally-focused. An individual could attend all compliance sessions or all legal sessions for the entire program or select diverse sessions and network with an expanded group of individuals. Topics will include governing the delivery of healthcare (Stark, False Claims Act), and legal and compliance practices in healthcare.
October
October 2-3
San Francisco, CA
16th FCPA Boot Camp
The 16th Annual Foreign Corrupt Practices Act Boot Camp is designed to help attendees develop and implement a compliance policy tailored to their company's risk areas. Attendees of this event will walk away with a comprehensive working knowledge of the Foreign Corrupt Practices Act, as well as practical strategies for addressing high risk areas for enforcement exposure across business operations. Topics will include preventing whistleblower exposure, building a FCPA due diligence file and leveraging internal audit to detect books and records violations, to name a few.
October 2-5
St. Louis, MO
ECOA Ethics and Compliance Conference
The 20th Annual Ethics and Compliance Conference offers learning opportunities for ethics and compliance practitioners at all levels of professional development and from all industries and regions of the world. In addition to keynote presentations, ECOA's Annual Ethics & Compliance Conference features interactive plenary and breakout sessions led by ethics and compliance practitioners, subject-matter experts, academics, and business leaders. Half-day pre-conference workshops (free to Sponsoring Partner and Full Government ECOA members) give attendees an opportunity to explore key components of ethics and compliance program management.
October 4-5
Miami, FL
FIBA Risk Management Conference
The Florida International Bankers Association (FIBA) Risk Management Conference will enhance risk management strategy and the effectiveness of its processes, build a successful risk management culture with continual improvements, and meet the expectations and requirements of U.S. and other regulators and stakeholders. Conference focuses and topics will include Strategy Decisions and Risk Management, Liquidity Risk, Interest Rate Risk, Investment Portfolio Risk, Credit Risk, Operational Risk, and Capital Allocations.
October 12
Atlanta, GA
Southeast Regional Compliance Conference
SCCE regional conferences provide a forum to interact with local compliance professionals, share information about our compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.
October 14-17
Las Vegas, NV
11th Annual Compliance & Ethics Institute
SCCE's annual Institute is the primary education and networking event for professionals around the world in compliance and ethics. Get insights you can use from expert presenters who share their latest methods and strategies for developing and improving compliance programs in this rapidly evolving profession.
October 18-19
London, UK
Data Protection Compliance Conference
The 11th Annual Data Protection Conference held in Central London is specifically designed to give Information Professionals the key resources and practical information they need in their daily work. This event will provide plenty of opportunity for questions and discussion, as well as networking with other Information and Compliance professionals and advisers. Attendees will include Data Protection Officers, Privacy Officers, Information Officers, Compliance Officers, Risk Managers, IT Directors, Information Security Officers, Records Managers, Company Secretaries, Information Lawyers, Consultants and more.
October 29-31
Dusseldorf, Germany
European Manufacturing Strategies Summit
The 8th Annual European Manufacturing Strategies Summit will allow attendees to choose their agendas. The conference will feature 3 focus streams, 60 speakers and more than 15 interactive workshops. Key topics will include utilizing factory accreditation for sustanabilitiy, building flexibility into the manufacturing and production process, employee empowerment, beyond BRIC, the factory of the future, and IT upgrades and convergence of systems.
November
November 2
Houston, TX
Southwest Regional Compliance Conference
SCCE regional conferences provide a forum to interact with local compliance professionals, share information about our compliance successes and challenges, and create educational opportunities for compliance professionals to strengthen the industry.
November 5-7
Washington, DC
Pharmaceutical Regulatory and Compliance Congress
The 12th annual Pharmaceutical Regulatory and Compliance Congress and Best Practices is a coalition of senior compliance professionals and legal counsel from more than 50 research-based pharmaceutical manufacturers. The congress was founded in early-1999 by compliance professionals from the pharmaceutical industry to promote effective corporate compliance programs. It will focus on open and informal sharing of compliance information, best practices, and current developments in the field.
November 8-9
Los Angeles, CA
USC Corporate Governance Summit
The 6th Annual USC Corporate Governance Summit brings together thought leaders from industry and academia across the United States. This conference will present insight and commentary from corporate governance practitioners, experts from the USC Marshall School of Business, USC Gould School of Law and the USC Leventhal School of Accounting. The conference aims to create value, provide solutions, and cultivate successful leadership among our nation's top public and private companies. The Summit is designed to give directors, officers, executives and other professionals the information they need to meet the challenges of governance today.
November 12-15
San Diego, CA
Basic Compliance & Ethics Academy
The Compliance Academy is a four-day intensive training course designed for participants with a basic knowledge of compliance concepts. The Academy covers specific subject matter in depth and is a great preparation course for the CCEP exam. (The course provides you with sufficient credits required to sit for the exam.) The Academy will address methods for implementing and managing compliance programs based on the Seven Element Approach. Courses will address subject matter in each of these areas and better prepare interested parties for the CCEP exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.
December
December 10-13
Basic Compliance & Ethics Academy
The Compliance Academy is a four-day intensive training course designed for participants with a basic knowledge of compliance concepts. The Academy covers specific subject matter in depth and is a great preparation course for the CCEP exam. (The course provides you with sufficient credits required to sit for the exam.) The Academy will address methods for implementing and managing compliance programs based on the Seven Element Approach. Courses will address subject matter in each of these areas and better prepare interested parties for the CCEP exam. The Academy is designed for participants with a general knowledge of compliance concepts and anyone working in a compliance function.