O&D Bars

Fighting the SEC's Demand for an O&D Bar

June 25, 2009

Back in July 2008 I discussed an emerging tactic in the defense of SEC enforcement actions: to settle the case against you in all respects except for the issue of the SEC’s demand for an officer and director bar, and to litigate the bar issue.  In October 2007, for example, Frank...
 

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