Office of Risk Assessment

SEC's Office of Risk Assessment Looks to Ramp Up

April 30, 2009

The SEC's seemingly "on again, off again" risk assessment efforts are back in the spotlight, as the SEC announced today that it is embarking on a new effort to attract industry professionals to the Office of Risk Assessment. The SEC announced a new "Industry and Markets Fellows Program" intended to...
 

The SEC's Office of Risk Assessment: An Army of One

October 07, 2008

I feel like I've been patient with the SEC's Office of Risk Assessment, but after today's Congressional testimony by Lynn Turner, former chief accountant of the SEC, I'm giving up.OK, yes, I poked fun at the ORA when Chairman Donaldson first announced back in 2003 that the SEC was going...
 

Compliance Week Podcasts ...

Every week we chat with leading thinkers in compliance, auditing, risk management, public policy and more. These short (10-15 minutes) interviews are free to all. Follow Compliance Week podcasts on iTunes.


Compliance Week now has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day. Open to all compliance professionals, free to join.



Deloitte is conducting their annual Look Before You Leap: Managing Risks in Global Investments survey to better understand the approaches companies are taking to address compliance and integrity-related risks in emerging markets. 


The Risk Intelligent CCO
Sponsored by Deloitte

FCPA Compliance
Sponsored by Kroll Advisory Services


ERP Security "Health Check"
Sponsored by ControlPanel GRC