Databases & Spreadsheets

Below is a list of the latest disclosure databases available to subscribers of Compliance Week. Links to related materials or original filings are provided where appropriate. Please contact us at (888) 519-9200 or via email for more information.

Auditor Changes: Downloadable spreadsheet of all changes in certifying accountants, updated weekly. Also see data from 2009, 2008, 2007, 2006, 2005, and 2004.

NEW: Bylaws & Policies: Searchable database of more than 1,000 corporate bylaws, certificates of incorporation, and corporate governance guidelines.

CEO, CFO Certifications: Searchable database of certifications provided by chief executive and financial officers in periodic reports of public companies.

Class-Action Filings: The latest class-action filings, including downloadable versions of the actual complaints.

Class-Action Settlements: The latest class-action settlements, including settlement values and downloadable settlement notices.

NEW: Codes of Business Conduct: Searchable database of more than 1,000 codes of conduct, codes for financial executives, and mission/values statements.

Compensation Agreements: Searchable database of the Form 8-K Item 5.02 disclosures, which were effective Nov. 7, 2006 under the SEC’s compensation disclosure rule.

Compensation Discussion & Analysis: Searchable database of the “principles-based narrative” (CD&A) that was mandated by the SEC’s new compensation disclosure rule.

Corporate Charters: Includes audit committee charters, governance committee charters, nominating committee charters, and others.

Internal Controls: Searchable database of Item II 9A on Form 10-K and Item I 4 on Form 10-Q, entitled “Controls and Procedures.”

Investigations & Probes: Tracks both formal and informal inquiries by the SEC and DoJ, as well as "internal investigations" launched by public companies.

Management Discussion & Analysis: Searchable database of the MD&A sections of companies’ periodic reports, to help subscribers understand how their peers are disclosing risks.

Material Definitive Agreements: Searchable database of agreements as required under Items 1.01 and 1.02 of the SEC’s new Form 8-K amendment.

Restatements and Delays: List of companies that have announced delays to periodic reports, restatements, extensions, or related material updates.

Rules, Standards & Guidance: Searchable database of rules, standards, guidance, FAQs, speeches, and related resources from multiple regulators and standard setters, such as the SEC, PCAOB, FASB, IASB, and EU Internal Markets.

NEW: Sustainability Reports: Full-text searches of corporate sustainability and global citizenship reports, most of which use the GRI framework.

NEW: Whistleblower Guidelines: Compare and contrast hundreds of whistleblower guidelines, including contact options and “what happens” steps.