http://www.complianceweek.com/templates/topic/10967/ Articles tagged with Templates from Compliance Week Compliance Week info@complianceweek.com no Excellent resource aimed at helping corporate lawyers identify the universe of compliance risk areas and issues impacting the company, and then prioritize those risk areas for company-wide risk assessments. Submitted by the ethics/compliance office at a $50+ global technology solutions company. Simple, clear, and in plain English, weighing in at only four pages. http://www.complianceweek.com/compliance-gap-assessment-template-for-attorneys/article/185847/ Thu, 31 Jul 2008 04:00:00 GMT Excellent resource aimed at helping corporate lawyers identify the universe of compliance risk areas and issues impacting the company, and then prioritize those risk areas for company-wide risk assessments. Submitted by the ethics/compliance office at a $50+ global technology solutions company. Simple, clear, and in plain English, weighing in at only four pages. Compliance Week Cognizant Chief Risk and Compliance Officer Ross Williams contributed this very detailed "risk investory" template, which is used within his company's ERM function to solicit feedback on risks within the organization. Spreadsheet tackles risk areas and sub-risks, with space for addressing likelihood, impact, mitigation plans, and more. http://www.complianceweek.com/cognizant-risk-inventory/article/185833/ Fri, 25 Jul 2008 04:00:00 GMT Cognizant Chief Risk and Compliance Officer Ross Williams contributed this very detailed "risk investory" template, which is used within his company's ERM function to solicit feedback on risks within the organization. Spreadsheet tackles risk areas and sub-risks, with space for addressing likelihood, impact, mitigation plans, and more. Compliance Week This risk "register" template, contributed by an ERM director at a $40+ billion company in the healthcare industry, has fields for entering key risk areas, owners, mitigation & monitoring tasks, and probability & consequence data. http://www.complianceweek.com/risk-register-template/article/185812/ Fri, 25 Jul 2008 04:00:00 GMT This risk "register" template, contributed by an ERM director at a $40+ billion company in the healthcare industry, has fields for entering key risk areas, owners, mitigation & monitoring tasks, and probability & consequence data. Compliance Week Well organized template that tracks processes, sub-processes, control activities, testing documentation, sign-off, etc. Also includes sampling guidelines. http://www.complianceweek.com/cardinal-health-sample-testing-template/article/185785/ Thu, 10 Jul 2008 04:00:00 GMT Well organized template that tracks processes, sub-processes, control activities, testing documentation, sign-off, etc. Also includes sampling guidelines. Compliance Week Strategic risk assessment template submitted by D&B global compliance leader Jay Cohen http://www.complianceweek.com/db-risk-assessment-template/article/185771/ Thu, 10 Jul 2008 04:00:00 GMT Strategic risk assessment template submitted by D&B global compliance leader Jay Cohen Compliance Week Template, submitted by Circuit City VP Internal Audit Ken Young, offers procedure to define the process Internal Audit will follow in documenting a formal risk acceptance by business owners and management. http://www.complianceweek.com/sample-risk-acceptance-request/article/185788/ Thu, 10 Jul 2008 04:00:00 GMT Template, submitted by Circuit City VP Internal Audit Ken Young, offers procedure to define the process Internal Audit will follow in documenting a formal risk acceptance by business owners and management. Compliance Week Departmental charter, as submitted by Paul Liebman, Assistant General Counsel and Director of Compliance at Temple-Inland. Could serve as an excellent template for your own corporate compliance/ethics charter. http://www.complianceweek.com/temple-inland-compliance-ethics-department-charter/article/185761/ Thu, 10 Jul 2008 04:00:00 GMT Departmental charter, as submitted by Paul Liebman, Assistant General Counsel and Director of Compliance at Temple-Inland. Could serve as an excellent template for your own corporate compliance/ethics charter. Compliance Week