PIPEs

SEC Continues Crackdown Against "PIPE" Insider Trading

October 23, 2008

On October 20, 2008, the SEC announced that it had filed a settled enforcement action alleging insider trading against Brian D. Ladin, a former analyst for a hedge fund called Bonanza Master Fund Ltd. ("Bonanza"), in the U.S. District Court for the District of Columbia. The SEC's complaint alleges that...
 

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