Videos

"We Can If We Think We Can?" Nope!

Bruce Carton August 27, 2009

Martin Luther King, Nelson Mandela, Muhammad Ali, Albert Einstein, Mother Teresa, Bill Gates... sending a man to the moon, standing in front of tanks in Tienanmen Square, the miracle of creating human life, curing disease, tearing down the Berlin Wall, climbing Mount Everest...What is the next logical item in the...

SEC's IG Reports on Possible Insider Trading by Staff

Bruce Carton May 15, 2009

UPDATE: A copy of the SEC Inspector General’s Report entitled, “Employee’s Securities Transactions Raise Suspicions of Insider Trading and Create Appearances of Impropriety” is available here. (via CBS News). CBS News reports in this video on two attorneys at the SEC who are reportedly under "active" criminal investigation by the...

Senate Banking Committee Hearing on "Madoff Investment Securities Fraud"

Bruce Carton January 27, 2009

The Senate Banking Committee's hearing on the "Madoff Investment Securities Fraud: Regulatory and Oversight Concerns and the Need for Reform" began at 10 am today and can be viewed at the link below. In addition, I am following the hearing and offering my thoughts and comments via my Twitter feed,...

More on the Novel Administrative Claim Filed Against the SEC for Madoff Failings

Bruce Carton January 23, 2009

On December 22, 2008, as discussed here, Phyllis Molchatsky, a 61-year-old retiree from Valley Cottage, NY who lost nearly $2 million investing with Bernard Madoff, filed a novel claim against the SEC. Her administrative claim reportedly alleges that the SEC was negligent in failing to detect alleged Madoff’s alleged fraud...

Compliance Week Podcasts ...

Every week we chat with leading thinkers in compliance, auditing, risk management, public policy and more. These short (10-15 minutes) interviews are free to all. Follow Compliance Week podcasts on iTunes.

Compliance Week LinkedIn Group

Compliance Week now has a companion group on LinkedIn, where members can network and discuss the compliance and governance news of the day. Open to all compliance professionals, free to join.

Survey of the Week

Deloitte is conducting their annual Look Before You Leap: Managing Risks in Global Investments survey to better understand the approaches companies are taking to address compliance and integrity-related risks in emerging markets.