Close

Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.

×

Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

$13.9 Million SEC Penalty is Latest Blow to Gupta in Insider Case

Bruce Carton | July 18, 2013

When you're a former Goldman Sachs board member who has already been:

(a) convicted on three counts of securities fraud and one count of conspiracy for tipping off an acquaintance (Raj Rajaratnam) about Goldman-related deals and financial results; 

(b) sentenced to two years in prison; 

(c) ordered to pay a $5 million criminal fine; and

(d) ordered to pay Goldman $6.218 million in restitution as a "victim" under the Mandatory Restitution...

Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.