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Caldwell Explains New Compliance Officer Counsel

Jaclyn Jaeger | November 3, 2015

During remarks at the Securities Industry and Financial Markets Association Compliance and Legal Society New York Regional Seminar, Leslie Caldwell, assistant attorney general for the Justice Department’s Criminal Division, offered some insight about the newly established compliance counsel and what metrics the compliance counsel will use to assess compliance programs.

Recently, the Criminal Division has hired a compliance counsel to work in the Fraud Section. Although Caldwell did not disclose who the agency appointed to fill this role, other reports have identified her as Hui Chen, the former global head of anti-bribery and corruption at Standard...

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