Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.


Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

Senior SEC enforcement official Stephen Cohen to depart agency this month

Bruce Carton | June 7, 2016

The SEC announced on Friday that Stephen L. Cohen, an Associate Director of the Enforcement Division, plans to leave the agency later this month after 12 years of service. A senior member of the SEC's enforcement staff, Cohen joined the SEC in 2004 and has served as Associate Director since 2011.

In his role as Associate Director, Cohen supervises nearly 60 attorneys and other professionals responsible for investigating and pursuing enforcement matters including accounting and disclosure fraud, insider trading, Foreign Corrupt Practices Act, registered and unregistered securities offerings, market abuses, broker-dealers, and investment advisers. The cases Cohen and his team have led include fraud charges against Computer Sciences Corporation and former executives ($190 million penalty against CSC); fraud charges against the operator of a...

Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.