Close

Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.

×

Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

Two thumbs up for David Smyth’s ‘Insider Trading Cartoon Series’

Bruce Carton | November 3, 2016

Via this article in Bloomberg News, I was pleased to discover that former SEC enforcement attorney David Smyth, now a partner at North Carolina-based law firm Brooks, Pierce, McLendon, Humphrey & Leonard LLP, has developed a creative cartoon series that helps explain securities enforcement related issues. His work is "The Insider Trading Cartoon Series," which is now a 10-part (and counting!) series of interesting lessons about the intricacies of insider trading law.

Back in 2012, I noted here that Smyth had published an interesting cartoon called "Whistleblower" in which robots discussed the whistleblower provisions of the Dodd-Frank...

Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.