Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.
Enforcement Action

Jaclyn Jaeger is an Editor at Compliance Week. She writes on a wide variety of topics, including ethics and compliance, regulatory enforcement matters, risk management, technology, and more. Jaeger welcomes questions and comments from readers; she can be reached via e-mail at jaclyn.jaeger@complianceweek.com.
1 results found, filtered by:
-
Enforcement Action Blog
NY Regulator Blocks Promontory from Bank Consulting
Joe Mont | August 3, 2015
New York’s Department of Financial Services Department will deny Promontory Financial Group access to confidential supervisory bank information, a move that prevents it from engaging in regulatory work with financial institutions the state regulator oversees. The action follows a report critical of work the consultant did for British bank Standard Chartered when it violated Iranian sanctions.
Displaying 1 result