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Former OCC director of enforcement and compliance joins Buckley Sandler

Scuttlebutt | March 28, 2017

Ellen Warwick, former director for enforcement and compliance for the Office of the Comptroller of the Currency (OCC), has joined international law firm Buckley Sandler as a senior counsel in the firm’s Washington, D.C. office.

While at the OCC, Warwick oversaw the Enforcement and Compliance Division, where she was responsible for conducting investigations and taking administrative enforcement actions against national banks and institution-affiliated parties of national banks. She was directly involved in hundreds of OCC enforcement actions and numerous industry-wide prohibitions in the areas of BSA/AML, consumer compliance, and safety and soundness. Prior to joining the OCC, Warwick was a trial attorney at the Department of Justice and an Assistant District Attorney at the Essex County District Attorney’s Office in Massachusetts.

Her arrival follows that of Daniel Stipano, former Deputy Chief Counsel for the OCC, who joined...

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