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Waddell & Reed names chief compliance officer

Scuttlebutt | April 2, 2018

Asset management firm Waddell & Reed Financial has appointed Elizabeth Hansen as senior vice president and chief compliance officer of distribution subsidiaries Waddell & Reed and Ivy Distributors. She will report to Waddell & Reed Financial Executive Vice President and General Counsel Wendy Hills.

Hansen, who comes to Waddell & Reed from Ameriprise Financial Services, fills the role previously held by Shawn Mihal, who was promoted to president of Waddell & Reed, the firm’s independent broker-dealer, in November.

Hansen, who has 26 years of industry experience, will oversee compliance process and procedures for Waddell & Reed, as well as Ivy Distributors’s sales activities. She will be involved at a senior level in compliance...

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