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Grapevine
Compliance Week regularly tracks personnel moves, including the appointments of compliance, governance and risk officers and executives. Key changes at boards of directors are also tracked, as are changes at regulatory bodies. Please submit announcements to Compliance Week's Jaclyn Jaeger. Also, don't forget to check out Compliance Week's Compliance Week's Jobs section for the latest job postings.
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Grapevine Blog
Tesla adds two new independent directors
Jaclyn Jaeger | December 28, 2018
As part of a deal reached with the Securities and Exchange Commission in September, Tesla has added two new independent directors to its board: Oracle co-founder Larry Ellison and Kathleen Wilson-Thompson, global chief human resources officer of Walgreens Boots Alliance.
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Grapevine Blog
SEC names Kurt Gottschall director of Denver office
Scuttlebutt | November 21, 2018
The Securities and Exchange Commission named veteran staffer Kurt L. Gottschall director of the Denver regional office, where he will lead a staff of more than 100 enforcement agents.
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Grapevine Blog
Julie Lutz to leave SEC
Scuttlebutt | July 23, 2018
The Securities and Exchange Commission on July 23 announced that Julie Lutz, the Regional Director of the SEC’s Denver Regional Office, will leave the agency at the end of this month after more than 40 years of service.
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Grapevine Blog
MiMedx makes leadership changes amid accounting probe
Jaclyn Jaeger | July 19, 2018
MiMedx Group, a developer and marketer of regenerative and therapeutic biologics, has appointed Mark Graves as chief compliance officer. The company also is conducting a formal search to fill the newly established positions of chief accounting officer and internal auditor, amid an ongoing investigation into accounting violations.
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Grapevine Blog
David Lynn rejoins Morrison & Foerster
Scuttlebutt | June 1, 2018
David Lynn, former Chief Counsel of the SEC’s Division of Corporation Finance, has returned to global law firm Morrison & Foerster, rejoining the firm’s Corporate Department and Corporate Finance group.
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Grapevine Blog
SEC names chief risk and strategy officer of the OCIE
Scuttlebutt | May 18, 2018
The SEC has named James Reese as chief risk and strategy officer of the agency’s Office of Compliance Inspections and Examinations. Reese has served as acting chief since February 2017.
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Grapevine Blog
Former SEC Associate Regional Director joins WilmerHale
Scuttlebutt | October 13, 2016
Lorraine Echavarria, the former head of enforcement in the Securities and Exchange Commission's Los Angeles office, has joined WilmerHale's securities litigation and enforcement practice as a partner based in WilmerHale's Los Angeles office.
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Grapevine Blog
Harvey Goldschmid Passes Away
Jaclyn Jaeger | February 13, 2015
Columbia Law School Professor Harvey Goldschmid, a renowned corporate governance expert who served as a commissioner and the top attorney at the Securities and Exchange Commission, died this week from complications from pneumonia. “He was a true public servant, whose commitment to this agency lived long past the days he spent working here,” said SEC Chair Mary Jo White. Details inside.
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Grapevine Blog
Petrobras Makes Compliance Role
Jaclyn Jaeger | December 12, 2014
Brazilian state-owned oil company Petrobras has created a new position of executive director of governance, risk, and compliance. The move comes as the company faces several investigations for its involvement in a widespread money-laundering scandal.
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Grapevine Blog
SEC Appoints New Chief Accountant
Scuttlebutt | August 26, 2014
The Securities and Exchange Commission has named James Schnurr as its new chief accountant, effective in October. He will replace Paul Beswick, who joined the SEC in 2007 and has served as its chief accountant since 2012. Details inside.
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Grapevine Blog
Citizens Financial Group Appoints General Counsel
Jaclyn Jaeger | July 21, 2014
Citizens Financial Group has appointed Stephen Gannon as general counsel and chief legal officer, effective Aug. 11, 2014. He succeeds Sheldon Goldfarb, who is stepping down to focus on his responsibilities with RBS Americas after serving for six years as Citizens’ general counsel and chief legal officer.
Displaying 11 results