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Grapevine
Compliance Week regularly tracks personnel moves, including the appointments of compliance, governance and risk officers and executives. Key changes at boards of directors are also tracked, as are changes at regulatory bodies. Please submit announcements to Compliance Week's Jaclyn Jaeger. Also, don't forget to check out Compliance Week's Compliance Week's Jobs section for the latest job postings.
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Grapevine Blog
Vanguard appoints global chief risk officer
Scuttlebutt | September 13, 2018
Vanguard, an investment management company, has appointed Joseph Brennan to the newly created position of global chief risk officer. He also will serve as a member of Vanguard’s senior leadership team.
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Grapevine Blog
RBS appoints new group chief risk officer
Scuttlebutt | August 9, 2018
The Royal Bank of Scotland has appointed Bruce Fletcher as its new group chief risk officer, subject to final regulatory approval.
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Grapevine Blog
Bryn Mawr Trust appoints chief risk officer
Scuttlebutt | June 19, 2017
Bryn Mawr Bank Corporation, a financial services company, has appointed Patrick Killeen as chief risk officer and senior vice president of BMT’s risk management division, effective as of June 5.
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Grapevine Blog
Air Methods names chief compliance officer
Scuttlebutt | May 3, 2017
Air Methods, an emergency air medical services and air tourism company, has announced the appointment of Alan Einisman as vice president and chief compliance officer, and Cory Theriot as vice president of safety and risk management.
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Grapevine Blog
Western World Insurance Group appoints director of risk management
Scuttlebutt | October 4, 2016
Western World Insurance Group, a wholly-owned subsidiary of Validus Holdings, announced the appointment of Arya Yarpezeshkan as senior vice president, director of risk management, effective as of Oct. 3.
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Grapevine Blog
AlixPartners Adds Regulatory Compliance Expert
Scuttlebutt | August 11, 2014
Global business advisory firm AlixPartners has appointed compliance veteran Sven Stumbauer to its corporate investigations practice. Stumbauer, a director, will focus on financial crimes and anti-money laundering compliance services. Details inside.
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The Filing Cabinet Blog
BNP Paribas Overhauls Compliance, Replaces CCO
Jaclyn Jaeger | July 31, 2014
French banking giant BNP Paribas is replacing its top compliance chief, Jean Clamon, who has served as head of group compliance since 2008, and undertaking a major reorganization to strengthen its compliance and internal control functions. The overhaul comes shortly after the bank reached a record $8.9 billion settlement with the Justice Department for U.S. sanctions violations. More details inside.
Displaying 7 results