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AxiomSL launches regulatory education program for asset managers, broker-dealers

GRC Announcements | August 28, 2017

AxiomSL, a global provider of regulatory reporting, risk, and data management solutions, recently announced the launch of a program designed to assist asset management firms and broker-dealers clarify issues related to the shifting regulatory environment.

“In speaking with our clients, we found that asset management and broker-dealer firms are having a particularly challenging time navigating the opacity surrounding potential changes to the regulatory landscape,” AxiomSL Global CEO Alex Tsigutkin said in a statement. “Once we helped these firms become conversant with the ‘new normal,’ and ensured their compliance, we decided to make our intelligence readily available to all asset management firms and broker-dealers.”

Components of the content-driven program include the following:

“In the Know” briefs: Designed to bring firms current with the... To get the full story, subscribe now.