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Conducting a Practical Compliance Risk Assessment

Jose Tabuena | July 28, 2015

Internal auditors and compliance professionals have become attuned to recognizing that if you want support of the C-suite, you should focus on compliance issues that are top of mind among CEOs. For example, one obvious yet relatively new risk are cyber-threats—including inadequate data security, which has materialized as a priority issue for many organizations.

Consider: Did your most recent compliance risk assessment identify cyber-security as a major compliance risk? If so, how was it prioritized? What steps were taken to reduce the risk? According to PwC, this year data security far outpaced other areas as a perceived future...

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