Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.

Get updates on Compliance Week offerings, including new features, databases, research, and other resources, along with announcements of upcoming Webcasts, conferences, seminars, CPE/CLE opportunities and more.

Published every Thursday, Compliance Week Europe offers a condensed summary of risk, audit, and compliance news either originating in Europe, or of special interest to European compliance professionals. This newsletter will follow developments by the European Commission, as well as those of national governments across the region, or any U.S.-based news that might have consequence across the Atlantic. Frequency: weekly; Thursday a.m.

A fresh edition of Compliance Week delivered via e-mail and online every Tuesday morning, relentlessly focused on the disclosure, reporting and compliance requirements of our 25,000+ paying subscribers.

Published every Friday, Compliance Weekend was launched at the behest of subscribers, and offers a quick Plain English review of the week's key developments. We hope you enjoy this supplement to Compliance Week's Tuesday edition.

Aquila Group Appoints New Chief Compliance Officer

Scuttlebutt | May 15, 2012

The Aquila Group of Funds, a bonds and funds company, has appointed Randall Fillmore as chief compliance officer. He will serve in this capacity for the Aquila Group of Funds, Aquila Investment Management and Aquila Distributors, collectively the Aquila Entities. He assumes this position from Bob Driessen, who is retiring.

In his new role, Fillmore will oversee the company's comprehensive compliance programs and help develop various policies and procedures.

With over 29 years of experience in the investment regulatory field, Fillmore most recently served as managing director of Fillmore & Associates, a compliance and risk management consulting firm that he founded in 2009. He also served for nine years as former fund and adviser CCO for the Schwab Funds and Charles Schwab Investment, respectively.  Previously, he served in various senior-level positions at PwC for 17 years, including information systems risk management, investment management audit and business advisory services.