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ABS, Say-On-Pay, More On SEC Rulemaking Agenda

Melissa Klein Aguilar | January 18, 2011

The Securities and Exchange Commission's Dodd-Frank Act rulemaking frenzy is kicking into overdrive with two open meetings to propose or adopt new rules scheduled in the days ahead.

Asset-backed securities, say-on-pay votes, the “accredited investor” definition and reporting obligations for advisers to private funds are all on the SEC's rulemaking agenda during the next week.

During a Jan. 20 Open Meeting, the SEC will consider whether to adopt rules relating to the use of representations and warranties in the market for asset-backed securities to implement Section 943 of the Dodd-Frank Act, as well as rules to implement Section 945 of the Act, which requires an issuer of ABS to perform a review of the assets underlying the ABS and to disclose information about that review...

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