Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.


Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

ABS, Say-On-Pay, More On SEC Rulemaking Agenda

Melissa Klein Aguilar | January 18, 2011

The Securities and Exchange Commission's Dodd-Frank Act rulemaking frenzy is kicking into overdrive with two open meetings to propose or adopt new rules scheduled in the days ahead.

Asset-backed securities, say-on-pay votes, the “accredited investor” definition and reporting obligations for advisers to private funds are all on the SEC's rulemaking agenda during the next week.

During a Jan. 20 Open Meeting, the SEC will consider whether to adopt rules relating to the use of representations and warranties in the market for asset-backed securities to implement Section 943 of the Dodd-Frank Act, as well as rules to implement Section 945 of the Act, which requires an issuer of ABS to perform a review of the assets underlying the ABS and to disclose information about that review...

Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.