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Commissioners speak to SEC’s past, and future

Joe Mont | April 9, 2019

At Day One of the annual SEC speaks conference in Washington D.C, top officials at the agency shared their agendas and future priorities.

The annual gathering of officials and staff at the Securities and Exchange Commission is sponsored by the Practising Law Institute. Among those in attendance was Chairman Jay Clayton.

His speech was an effort to “give you a look at the SEC through the eyes of management, similar to what public companies do in the Management’s Discussion and Analysis, or MD&A section of their SEC filings,” he said. “In other words, I am going to be eating some of our own cooking.”

Fiscal 2019 expenditures

For fiscal year 2019, the current fiscal year, employee pay, and benefits are expected to continue to account for a significant portion of the Commission’s appropriation. As a result of a hiring freeze, staffing is down more than 400 authorized...

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