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New appointments at the SEC

Jaclyn Jaeger | July 26, 2018

The SEC has announced new appointments to the Office of Compliance Inspections and Examinations, as well to the Division of Trading and Markets.

On July 25, the SEC announced that Daniel Gregus has been named National Associate Director of the Clearance and Settlement examination program in the agency’s Office of Compliance Inspections and Examinations (OCIE). Gregus has successfully led this program in an acting role since October 2016.

Gregus, a 25-year veteran of the agency, has served as the Associate Regional Director for the Broker-Dealer Examination Program in the SEC’s Chicago office since June 2015 and will continue in that role while formally assuming this additional leadership position in OCIE. He began his SEC career in the Enforcement Division in Chicago in 1993 and was later named Assistant Regional Director for Enforcement prior to joining the broker-dealer examination program in Chicago in...

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