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SEC announces agenda, panelists for FinTech forum

Joe Mont | November 7, 2016

The Securities and Exchange Commission has announced the agenda and panelists for a Nov. 14 forum to discuss FinTech innovation in the financial services industry.

The forum is designed to foster greater collaboration and understanding among regulators, entrepreneurs and industry experts into FinTech innovation and evaluate how the current regulatory environment can most effectively address these new technologies.

“The proliferation of FinTech innovation has the potential to transform virtually every aspect of our nation’s financial markets” an announcement of the forum says. Topics will include blockchain technology, automated investment advice/robo-advisors, online marketplace lending, and crowdfunding.

The forum will begin at 9 a.m. ET and be divided into four panels. Participants on the first panel will discuss the impact of recent innovation in investment advisory services.

The second...

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