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The Filing Cabinet

"The Filing Cabinet," which covers compliance with the Dodd-Frank Act and the Sarbanes-Oxley Act, as well as other regulatory action from the Securities and Exchange Commission, executive compensation, and shareholder activism, is written by CW staff writer Joe Mont. Mont welcomes questions, comments, and statements from readers on SEC filing matters and will address them here when appropriate. Readers can contact him at joe.mont@complianceweek.com.
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The Filing Cabinet Blog
Legislation seeks crackdown on bank overdraft fees
Joe Mont | August 14, 2018
The recently filed Stop Overdraft Profiteering Act of 2018 would ban overdraft fees on debit card transactions and ATM withdrawals and limit fees placed for checks and recurring payments.
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The Filing Cabinet Blog
AGs argue for easing bank restrictions on marijuana businesses
Joe Mont | January 17, 2018
A bipartisan coalition of state attorneys is petitioning Congress to ease federal restrictions on banks that serve legal marijuana businesses, “bringing grey market activities into the regulated banking sector.”
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The Filing Cabinet Blog
Bill targets ‘burdensome’ Dodd-Frank regulations, SIFI designations
Joe Mont | October 4, 2017
Bipartisan legislation is looking to bring regulatory relief to regional banks and bring about new ways for calculating whether an institution should be designated as systemically important.
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The Filing Cabinet Blog
Bipartisan legislation seeks to put an end to secret companies
Joe Mont | June 28, 2017
Bipartisan bills introduced this week call for a crackdown on anonymously owned companies created in the United States and stricter disclosure requirements regarding beneficial ownership.
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The Filing Cabinet Blog
Bill promotes regulatory relief for community banks
Joe Mont | April 26, 2017
Community bankers are lending their support to newly filed legislation intended to relieve many of the regulatory burdens they have faced in the post-Dodd-Frank era.
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The Filing Cabinet Blog
Senators will grill Wells Fargo CEO about illegal accounts
Joe Mont | September 13, 2016
Wells Fargo executives will testify before Congress this week amid revelations that employees opened unauthorized deposit and credit card accounts in their pursuit of sales targets and bonuses. Joe Mont reports.
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The Filing Cabinet Blog
Another Push Afoot to Resurrect Glass-Steagall Act
Joe Mont | July 8, 2015
Sen. Elizabeth Warren (D-Mass.) has once again teamed up with Sen. John McCain (R-Ariz.) and Angus King (I-Maine) to file legislation to restore and modernize the Glass-Steagall Act, separating traditional banks that hold federally insured savings accounts from financial institutions that offer higher-risk services. Details inside.
Displaying 7 results