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The Filing Cabinet
"The Filing Cabinet," which covers compliance with the Dodd-Frank Act and the Sarbanes-Oxley Act, as well as other regulatory action from the Securities and Exchange Commission, executive compensation, and shareholder activism, is written by CW staff writer Joe Mont. Mont welcomes questions, comments, and statements from readers on SEC filing matters and will address them here when appropriate. Readers can contact him at joe.mont@complianceweek.com.
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The Filing Cabinet Blog
CFTC strengthens protections for whistleblower
Joe Mont | May 26, 2017
The CFTC is bolstering whistleblower protections. New rule amendments provide enhanced anti-retaliation measures, streamline the reporting process, and better align agency's program with one at the SEC.
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The Filing Cabinet Blog
CFTC wants to enhance whistleblower incentives
Joe Mont | September 8, 2016
The Commodity Futures Trading Commission is looking to beef up its enforcement efforts with proposed amendments to its whistleblower rules. The move comes, says Joe Mont, as the SEC’s whistleblower bounty program recently surpassed the $100 million mark.
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