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The Filing Cabinet
"The Filing Cabinet," which covers compliance with the Dodd-Frank Act and the Sarbanes-Oxley Act, as well as other regulatory action from the Securities and Exchange Commission, executive compensation, and shareholder activism, is written by CW staff writer Joe Mont. Mont welcomes questions, comments, and statements from readers on SEC filing matters and will address them here when appropriate. Readers can contact him at joe.mont@complianceweek.com.
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The Filing Cabinet Blog
CFTC Reopens Comment Period on Position Limits
Joe Mont | December 2, 2014
Dec. 2—The Commodity Futures Trading Commission is once again girding for battle over a controversial plan to impose position limits on futures contracts. On Dec. 3, notice was published in the Federal Register to announce the reopening of a public comment period on rulemaking that was put on hold by a successful legal challenge in 2013. “We cannot allow this rule to linger indefinitely on our docket,” Commissioner Sharon Bowen said. “We need to finish this rule next year, and I believe we can release a final rule by spring 2015.” More inside.
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