Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.


Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

Still Reading Tea Leaves on FCPA Enforcement? Try Listening and Reading

Tom Fox | April 14, 2015

For chief compliance officers, compliance professionals, and even corporate legal types, the need to read the tea leaves around Securities and Exchange Commission enforcement of the Foreign Corrupt Practices Act is at an end. All you need to do is listen to the public comments from SEC officials and you can see where enforcement is heading.

Unequivocally clear were the remarks by the SEC in its annual report to Congress on the Dodd-Frank Whistleblower Program, issued in November 2014; and more particularly the comments of Sean McKessy, chief of the SEC’s Office of the Whistleblower, at the SCCE 2014 Compliance and Ethics Institute. Both the...

Read this single article for $49, or click the subscribe button below to review subscription options.

Enjoy unlimited access to thousands of articles, browse five years of digital magazines, qualify for reduced admission to events, and more.