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Still Reading Tea Leaves on FCPA Enforcement? Try Listening and Reading

Tom Fox | April 14, 2015

For chief compliance officers, compliance professionals, and even corporate legal types, the need to read the tea leaves around Securities and Exchange Commission enforcement of the Foreign Corrupt Practices Act is at an end. All you need to do is listen to the public comments from SEC officials and you can see where enforcement is heading.

Unequivocally clear were the remarks by the SEC in its annual report to Congress on the Dodd-Frank Whistleblower Program, issued in November 2014; and more particularly the comments of Sean McKessy, chief of the SEC’s Office of the Whistleblower, at the SCCE 2014 Compliance and Ethics Institute. Both the...

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