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Compliance Officers Brace for U.K. Senior Managers Regime

Jaclyn Jaeger | November 3, 2015

CWE IconThe professional expectations of compliance professionals in the British banking world are going through some drastic changes as companies begin to implement new rules that make senior executives personally accountable to regulators for their actions.

This new Senor Managers Regime is spelled out in a 414-page final set of rules that the Financial Conduct Authority published in July, bringing with it a host of new questions: How can compliance officers now manage this uncertain new world of increased senior management liability? What’s the likelihood that compliance officers themselves could be held accountable? What exactly...

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