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39 Questions To Expect From Your Audit Committee

Corcoran Michael | June 15, 2004

Building a compliance program in line with Sections 404 and 302 of the Sarbanes-Oxley Act is a difficult task, one in which the audit committee plays a critical role.

It is up to audit committee members to ask key questions and review relevant information throughout the process. By the time an external auditor assesses a company's compliance efforts, it may be too late to fix material internal control weaknesses and other deficiencies.

The following checklist can help audit committees gauge how well the compliance program is proceeding. It can serve as a point-in-time assessment or be used as an agenda for periodic meetings with senior management, the compliance team or external and internal auditors.

SOX Section 404 & 302 Education

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