Are you in compliance?

Don't miss out! Sign up today for our weekly newsletters and stay abreast of important GRC-related information and news.


Status message

Start your free, no obligation 5-day trial to continue exploring with full access.

Checklist of Disclosures to Consider for the Proxy Season

Broc Romanek | February 1, 2003

Most companies with calendar year-ends are knee deep -- or more -- in drafting their Form 10-Ks and proxy statements. In light of the incredible level of SEC rulemaking during the past year, it is wise to double-check your set of rules and regulations to ensure they are complete and up-to-date.


Among other new disclosure requirements to consider when drafting the Form 10-K and proxy statement, you should consider changes to:

Cover Page - Accelerated Filer Status

In early September, the SEC adopted a new accelerated filer framework. Companies must now check the box on the cover page to inform investors whether they are an "...

Buy this article for $49, or subscribe to Compliance Week for a month at $149 and get unlimited article access for 30 days.