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Managing Risk in the Financial Sector

Jaclyn Jaeger | September 29, 2009

On Sept. 16, 2009, Compliance Week and Navigant Consulting presented an exclusive editorial roundtable about compliance practices at financial services firms. A top concern among the executives who appeared at the forum, held at The Mandarin Oriental Hotel in Boston, was how to ensure that compliance and risk-management programs keep pace with new and evolving regulatory changes in a challenging economy. Moderated by CW Editor-in-Chief Matt Kelly, and featuring Daniel Bender and John Schneider, director and managing director of Navigant Consulting, respectively, the roundtable encouraged panelists to discuss compliance challenges and solutions. The following article provides readers with an in-depth look at their discussion.

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