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Shop Talk: Navigating Compliance Duties During Dodd-Frank Delays

Reese Darragh | November 8, 2011

Mention the Dodd-Frank Act to ethics and compliance executives in the finance sector, and a few common themes emerge. Unfortunately, those themes tend to be confusion, frustration, and uncertainty, as long delays in rulemaking schedules leave compliance departments in limbo.


The following executives participated in the Oct. 18 roundtable on Dodd-Frank compliance in 2011.

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