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Alert
Data collection could be key to battling trade-based money laundering
Joe Mont | February 9, 2016
Trade-based money laundering is a common technique for funding terrorist activities through seemingly innocuous trade activity that essentially hides criminal transactions in plain sight. And it will take the combined efforts of U.S. Customs, FinCEN, the Department of Commerce, and port authorities (and their counterparts in other countries) to compile and centralize the data they need to take the battle to the bad guys.
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Alert
Banks Stymied by Swaps Rules; Company Dodges FCPA; More
Compliance Week | September 19, 2014
Coming in the Sept. 23 edition of Compliance Week: CW’s Joe Mont examines big banks’ struggle with trade reconstruction requirements of swaps rules; another company evades FCPA charges by making some careful moves; and more.
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Alert
Companies Want More Detail on Compensation Adviser Proposal
Arielle Bikard | May 24, 2011
When the SEC issued its proposal to minimize conflicts of interest at compensation advisers and for more compensation committee independence, it adopted the language used in the Dodd-Frank Act nearly verbatim and said it would leave it to the stock exchanges to write the rules. Now companies are pushing for more details in the final rules so they will have a better idea of what to expect. Details inside.
Displaying 3 results