White paper: Future-proofing your investment compliance
Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.
White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change
The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.
White paper: Compliance & Conversions: How fintechs have both with Veriff
In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.
White paper: How technology can power proactive risk management
Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.
White paper: Leveraging a Regulatory Change Data Feed to Maximize Compliance Confidence
Does your financial institution have the tools it needs to understand regulatory change and manage compliance? Managing the volume and complexity of regulatory change and understanding its impact on your institution requires more than inefficient manual processes.
White paper: The Dangerous Intersection Between OFAC and Ransomware
Read CSI’s The Dangerous Intersection Between OFAC and Ransomware white paper to understand how OFAC violations and ransomware present an amalgamated threat to all U.S. businesses, and how to address this threat in order to limit its potential for grave financial harm.
White paper: Optimizing modern ESI investigations to find the facts swiftly
The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...
White paper: Efficient Data Privacy Compliance Using eDiscovery Workflows
Subject rights requests can divert compliance and legal teams from delivering strategic value and safeguarding their organization from other sources of risk. In many organizations, DSAR/SRR processes are underdeveloped and the use of automation nascent, exacerbating time and resource challenges.
White paper: E-Discovery Market Trends and Challenges
Organizations are asking more of IT, legal and compliance teams than ever before. They need to manage more data, from more data sources and they’re required to comply with an increasing number of e-discovery requests
White paper: 2021 Consumer Cybersecurity Poll Executive Report
To uncover Americans’ top cybersecurity concerns, CSI partnered with The Harris Poll to survey more than 2,000 U.S. adults age 18 and above about their perceptions, fears and expectations related to cybersecurity.
White paper: The UK Online Safety Bill & EU Digital Services Act – Are You in Scope?
The UK Online Safety Bill will legally oblige online service providers to swiftly remove illegal and harmful content. The UK Office of Communications (Ofcom), will be empowered to fine non-compliant organizations up to 10 percent of their qualifying revenue.
White paper: New ESG Research: E-Discovery Market Trends and Challenges
Organizations are asking more of IT, legal and compliance teams than ever before. They need to manage more data—from more data sources.
White paper: Solving Today’s Top KYC Compliance Challenges
Read this white paper to learn the top KYC compliance challenges and how to create a modernized approach to meet KYC/IDV requirements.
White paper: AML Compliance Guide
Read this AML Compliance Guide to learn the five ways you can modernize your AML program to meet regulatory requirements and protect your institution and its customers from financial crime.
White paper: Innovative Compliance: How AI Helps Meet the Challenge of Environmental Regulations
Every organization around the world has two things in common. First, they must follow the regulatory guidelines that govern their EHS operations. Second, those regulatory guidelines are becoming more numerous and challenging every year.
White paper: Guide to Avoiding a Failed GRC Implementation Project
Robust GRC platforms that facilitate vital GRC strategies require well planned and executed implementations. However, the process of implementing innovative GRC platforms in an integrated and synchronized manner is sometimes mismanaged or poorly aligned to your business objectives - leading to pain points that can be crippling to the success ...
White paper: Concentrate on effective compliance
The Anti-Money Laundering Act of 2020 (AMLA) is intended to improve transparency between financial institutions and regulators in an effort to streamline financial crime compliance.
White paper: Understanding OFAC: A Best Practices Compliance Guide
The Office of Foreign Assets Control (OFAC) imposed $5.7 billion in penalties from 2006-2020. And every year, the U.S. Treasury Department casts a wider net of OFAC violations, ensnaring everyone from unwitting small businesses to sophisticated corporations.
White paper: A Next-Generation Approach to KYC
Although crucial to the success and safety of customer onboarding, implementing and maintaining a successful KYC program can sometimes create an overwhelming administrative burden. Additionally, navigating manual verification methods is costly and prone to inaccuracy, creating greater risk of customer turnover and lost revenue.
White paper: Rethinking Third-Party Cyber Risk Management
This guide will help you better understand the choices before you, no matter if your organization hasn’t even cracked the seal on third party cyber risk management.
White paper: Digital Transformation & Cyber Risk: What You Need to Know to Stay Safe
CyberGRX and Ponemon Institute surveyed 581 IT security and 302 C-suite executives to determine what impact digital transformation is having on cybersecurity and how prepared organizations are to deal with that impact.
White paper: BSA/AML Compliance: A Growing Consensus for Change
Serving a vital purpose for the U.S. financial system, the Bank Secrecy Act (BSA) protects its individual members from being used to finance illegal activity. But at 50 years old, its ability to achieve that purpose has not kept pace with an ever-evolving world, as the law remains largely unchanged ...
White paper: Reducing Cyber Risk for the Financial Service Industry
The financial services industry is a leading target for cyber criminals because there’s more than one way one way to profit from an attack.
White paper: Advancing diversity and inclusion in the compliance world
Four in 10 compliance professionals have experienced discrimination in the workplace at some point during their career, according to a recent survey by the International Compliance Association.
White paper: Managing compliance for a remote workforce
In 2020, companies are experiencing new dilemmas regarding compliance. With COVID-19, millions of workers have shifted from working in an office space — an employer-controlled environment — to working from home offices.
White paper: ASC 842 Lease Accounting Standard Handbook
Even though your deadline for complying may have moved out, it is time to start getting your organization ready to meet the new ASC 842 compliance standard for private organizations.
White paper: Addressing the hidden cost of embedding open source software
The digital economy has created a need in the world of software development to find new ways of delivering innovative software solutions and software updates faster than ever before. Development teams are—understandably so—increasingly using open source software.
White paper: 15 Critical Success Factors for Your Equipment Leasing Program
Equipment leasing, when managed effectively, can offer a number of strategic financial and competitive benefits to your business.
White paper: The Data Trinity: Governance, Security & Privacy
Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.
White paper: Improve Compliance Team Efficiency by Automating AML Workloads
Compliance teams are under increasing pressure to reduce risk and drive financial crime out of their institutions with limited resources.
White paper: Additional Tips for Success in Combatting Bribery and Corruption
On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).
White paper: Managing Sanctions Compliance in a Global Economy Part 2
Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.
White paper: AI-enabled real-time T&E audit analytics to drive compliance and reduce spends
Your company may be spending less on travel and entertainment expenses, but the risk of fraud and regulatory non-compliance is spiking. Without proper safeguards in place to manage T&E spend – a major operating expense – companies face costly consequences.
White paper: 10 Essential Steps to NYDFS Compliance
The New York Department of Financial Services (NYDFS) Cybersecurity Regulation, also known as 23 NYCRR 500, consists of rigorous cybersecurity rules for covered financial institutions like credit unions, banks and insurance firms.
White paper: Smart Content Governance - Unleash the Power of the Modern Cloud-based Office
Now more than ever, companies need strong data governance that can be applied across multiple repositories, apps, and devices, no matter where work gets done.