Thought Leadership


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White paper: Future-proofing your investment compliance

2022-09-12T21:39:00+01:00Provided by Linedata

Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.

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White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change

2022-05-20T18:25:00+01:00Provided by BRYTER

The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.

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White paper: Compliance & Conversions: How fintechs have both with Veriff

2022-05-10T16:00:00+01:00Provided by Veriff

In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.

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White paper: How technology can power proactive risk management

2022-02-25T08:36:00+00:00Provided by

Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.

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White paper: Leveraging a Regulatory Change Data Feed to Maximize Compliance Confidence

2022-02-24T09:46:00+00:00Provided by

Does your financial institution have the tools it needs to understand regulatory change and manage compliance? Managing the volume and complexity of regulatory change and understanding its impact on your institution requires more than inefficient manual processes.

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White paper: The Dangerous Intersection Between OFAC and Ransomware

2022-01-31T22:11:00+00:00Provided by

Read CSI’s The Dangerous Intersection Between OFAC and Ransomware white paper to understand how OFAC violations and ransomware present an amalgamated threat to all U.S. businesses, and how to address this threat in order to limit its potential for grave financial harm.

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White paper: Optimizing modern ESI investigations to find the facts swiftly

2021-12-01T05:55:00+00:00Provided by

The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...

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White paper: Efficient Data Privacy Compliance Using eDiscovery Workflows

2021-11-16T01:57:00+00:00Provided by

Subject rights requests can divert compliance and legal teams from delivering strategic value and safeguarding their organization from other sources of risk. In many organizations, DSAR/SRR processes are underdeveloped and the use of automation nascent, exacerbating time and resource challenges.

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White paper: E-Discovery Market Trends and Challenges

2021-11-11T02:26:00+00:00Provided by

Organizations are asking more of IT, legal and compliance teams than ever before. They need to manage more data, from more data sources and they’re required to comply with an increasing number of e-discovery requests

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White paper: 2021 Consumer Cybersecurity Poll Executive Report

2021-10-01T05:12:00+01:00Provided by

To uncover Americans’ top cybersecurity concerns, CSI partnered with The Harris Poll to survey more than 2,000 U.S. adults age 18 and above about their perceptions, fears and expectations related to cybersecurity.

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White paper: The UK Online Safety Bill & EU Digital Services Act – Are You in Scope?

2021-09-27T08:33:00+01:00Provided by

The UK Online Safety Bill will legally oblige online service providers to swiftly remove illegal and harmful content. The UK Office of Communications (Ofcom), will be empowered to fine non-compliant organizations up to 10 percent of their qualifying revenue.

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White paper: New ESG Research: E-Discovery Market Trends and Challenges

2021-09-21T16:54:00+01:00Provided by

Organizations are asking more of IT, legal and compliance teams than ever before. They need to manage more data—from more data sources.

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White paper: Solving Today’s Top KYC Compliance Challenges

2021-09-02T05:53:00+01:00Provided by

Read this white paper to learn the top KYC compliance challenges and how to create a modernized approach to meet KYC/IDV requirements.

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White paper: AML Compliance Guide

2021-08-12T08:30:00+01:00Provided by

Read this AML Compliance Guide to learn the five ways you can modernize your AML program to meet regulatory requirements and protect your institution and its customers from financial crime.

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White paper: Innovative Compliance: How AI Helps Meet the Challenge of Environmental Regulations

2021-05-19T02:36:00+01:00Provided by

Every organization around the world has two things in common. First, they must follow the regulatory guidelines that govern their EHS operations. Second, those regulatory guidelines are becoming more numerous and challenging every year.

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White paper: Guide to Avoiding a Failed GRC Implementation Project

2021-05-04T04:15:00+01:00Provided by

Robust GRC platforms that facilitate vital GRC strategies require well planned and executed implementations. However, the process of implementing innovative GRC platforms in an integrated and synchronized manner is sometimes mismanaged or poorly aligned to your business objectives - leading to pain points that can be crippling to the success ...

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White paper: Concentrate on effective compliance

2021-04-26T05:59:00+01:00Provided by

The Anti-Money Laundering Act of 2020 (AMLA) is intended to improve transparency between financial institutions and regulators in an effort to streamline financial crime compliance.

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White paper: Understanding OFAC: A Best Practices Compliance Guide

2021-04-19T18:07:00+01:00Provided by

The Office of Foreign Assets Control (OFAC) imposed $5.7 billion in penalties from 2006-2020. And every year, the U.S. Treasury Department casts a wider net of OFAC violations, ensnaring everyone from unwitting small businesses to sophisticated corporations.

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White paper: A Next-Generation Approach to KYC

2021-02-17T05:25:00+00:00Provided by

Although crucial to the success and safety of customer onboarding, implementing and maintaining a successful KYC program can sometimes create an overwhelming administrative burden. Additionally, navigating manual verification methods is costly and prone to inaccuracy, creating greater risk of customer turnover and lost revenue.

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White paper: Rethinking Third-Party Cyber Risk Management

2021-02-10T10:25:00+00:00Provided by

This guide will help you better understand the choices before you, no matter if your organization hasn’t even cracked the seal on third party cyber risk management.

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White paper: Digital Transformation & Cyber Risk: What You Need to Know to Stay Safe

2021-02-03T06:07:00+00:00Provided by

CyberGRX and Ponemon Institute surveyed 581 IT security and 302 C-suite executives to determine what impact digital transformation is having on cybersecurity and how prepared organizations are to deal with that impact.

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White paper: BSA/AML Compliance: A Growing Consensus for Change

2021-02-02T08:54:00+00:00Provided by

Serving a vital purpose for the U.S. financial system, the Bank Secrecy Act (BSA) protects its individual members from being used to finance illegal activity. But at 50 years old, its ability to achieve that purpose has not kept pace with an ever-evolving world, as the law remains largely unchanged ...

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White paper: Reducing Cyber Risk for the Financial Service Industry

2021-01-26T07:29:00+00:00Provided by

The financial services industry is a leading target for cyber criminals because there’s more than one way one way to profit from an attack.

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White paper: Advancing diversity and inclusion in the compliance world

2021-01-22T15:22:00+00:00By

Four in 10 compliance professionals have experienced discrimination in the workplace at some point during their career, according to a recent survey by the International Compliance Association.

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White paper: Managing compliance for a remote workforce

2021-01-15T05:26:00+00:00Provided by

In 2020, companies are experiencing new dilemmas regarding compliance. With COVID-19, millions of workers have shifted from working in an office space — an employer-controlled environment — to working from home offices.

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White paper: ASC 842 Lease Accounting Standard Handbook

2020-12-11T08:20:00+00:00Provided by

Even though your deadline for complying may have moved out, it is time to start getting your organization ready to meet the new ASC 842 compliance standard for private organizations.

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White paper: Addressing the hidden cost of embedding open source software

2020-11-19T04:32:00+00:00Provided by

The digital economy has created a need in the world of software development to find new ways of delivering innovative software solutions and software updates faster than ever before. Development teams are—understandably so—increasingly using open source software.

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White paper: 15 Critical Success Factors for Your Equipment Leasing Program

2020-10-30T14:58:00+00:00Provided by

Equipment leasing, when managed effectively, can offer a number of strategic financial and competitive benefits to your business.

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White paper: The Data Trinity: Governance, Security & Privacy

2020-10-14T07:50:00+01:00Provided by

Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.

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White paper: Improve Compliance Team Efficiency by Automating AML Workloads

2020-09-29T07:35:00+01:00Provided by

Compliance teams are under increasing pressure to reduce risk and drive financial crime out of their institutions with limited resources.

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White paper: Additional Tips for Success in Combatting Bribery and Corruption

2020-09-24T12:45:00+01:00Provided by

On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).

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White paper: Managing Sanctions Compliance in a Global Economy Part 2

2020-09-09T11:01:00+01:00Provided by

Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.

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White paper: AI-enabled real-time T&E audit analytics to drive compliance and reduce spends

2020-09-04T08:42:00+01:00Provided by

Your company may be spending less on travel and entertainment expenses, but the risk of fraud and regulatory non-compliance is spiking. Without proper safeguards in place to manage T&E spend – a major operating expense – companies face costly consequences.

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White paper: 10 Essential Steps to NYDFS Compliance

2020-08-07T04:09:00+01:00Provided by

The New York Department of Financial Services (NYDFS) Cybersecurity Regulation, also known as 23 NYCRR 500, consists of rigorous cybersecurity rules for covered financial institutions like credit unions, banks and insurance firms.

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White paper: Smart Content Governance - Unleash the Power of the Modern Cloud-based Office

2020-07-28T02:06:00+01:00Provided by

Now more than ever, companies need strong data governance that can be applied across multiple repositories, apps, and devices, no matter where work gets done.

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White paper: DOJ 2020 Update: Evaluation of Corporate Compliance Programs

2020-06-22T09:50:00+01:00Provided by

On June 1, 2020, the DOJ updated its Evaluation of Corporate Compliance Programs guidance document to reflect, as Assistant Attorney General Brian Benczkowski said, “additions based on our own experience and important feedback from the business and compliance communities.”

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White paper: Managing Sanctions Compliance in a Global Economy Part 3

2020-06-10T09:35:00+01:00Provided by

In today’s global economy, opportunities for growth are often accompanied by an increasingly complex landscape of rules, regulations and compliance issues. Since compliance is now a component of everyday business operations, businesses must employ a strategic, holistic program with several key components, including customer risk profiling.

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White paper: Future-Proofing Corporate Data Privacy: Budgeting and Solutions to Address Tomorrow’s Compliance Challenges

2020-05-20T12:42:00+01:00Provided by

Over 500 corporate data privacy leaders were surveyed to understand the solutions, strategies and budgets companies have planned to address data privacy challenges in the coming year.

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White paper: The Dramatic Impact of the New Lease Accounting Standards

2020-05-13T14:00:00+01:00Provided by

The new lease accounting standards – ASC 842, IFRS 16 and GASB 87 – impact companies of all sizes and industries.

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White paper: Reinventing Security, Risk & Compliance Practices Through COVID-19

2020-04-30T06:43:00+01:00Provided by

The COVID-19 pandemic has introduced us to a new reality. Every aspect of business has been impacted—from supply chain operations to risk measurement to stakeholder communication.

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Microlearning: The New Standard for Compliance Programs

2020-04-27T20:13:00+01:00Provided by

Traditional compliance training methods are no longer effective at reaching today’s employees. As a compliance professional, you need new methods to ensure employees engage with and retain your compliance communications.

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White paper: The Changing Landscape in Compliance Training

2020-04-27T17:45:00+01:00Provided by

How does the skillset of the modern compliance professional need to evolve for the function to be successful? Senior industry leaders from the financial services and regulatory community offer their insight.

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White paper: Lease Accounting Software Buyer’s Guide

2020-04-24T06:51:00+01:00Provided by

Choosing the wrong solution for your lease accounting needs has huge implications for your business, including risking inaccurate lease financials. You’ll want to select a comprehensive solution to manage your leases, and our Buyer’s Guide can help you do just that.

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White paper: 2020 Sanctions Compliance Report

2020-04-08T10:16:00+01:00Provided by

What are the biggest obstacles to sanctions compliance? CSI’s 2020 Sanctions Compliance Report examines challenges and provides a resource-maximizing roadmap to help organizations implement an effective sanctions compliance program.

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White paper: 5 Ways to Reduce Document Sprawl During Audits

2020-03-17T10:03:00+00:00Provided by

Reduce document sprawl by automating your file request, sharing, and tracking processes