Thought Leadership


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White paper: The Data Trinity: Governance, Security & Privacy

2020-10-14T07:50:00+01:00Provided by

Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.

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White paper: How AI and Machine Learning Can Supercharge Your AML Operation

2020-09-29T07:35:00+01:00Provided by

Legacy AML technology solutions notoriously miss financial crimes and the risk they represent. Meanwhile, an estimated 95% of what they alert are false positives that compound investigator workload and costs.

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White paper: Additional Tips for Success in Combatting Bribery and Corruption

2020-09-24T12:45:00+01:00Provided by

On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).

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White paper: Managing Sanctions Compliance in a Global Economy Part 2

2020-09-09T11:01:00+01:00Provided by

Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.

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White paper: AI-enabled real-time T&E audit analytics to drive compliance and reduce spends

2020-09-04T08:42:00+01:00Provided by

Your company may be spending less on travel and entertainment expenses, but the risk of fraud and regulatory non-compliance is spiking. Without proper safeguards in place to manage T&E spend – a major operating expense – companies face costly consequences.

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White paper: 10 Essential Steps to NYDFS Compliance

2020-08-07T04:09:00+01:00Provided by

The New York Department of Financial Services (NYDFS) Cybersecurity Regulation, also known as 23 NYCRR 500, consists of rigorous cybersecurity rules for covered financial institutions like credit unions, banks and insurance firms.

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White paper: Smart Content Governance - Unleash the Power of the Modern Cloud-based Office

2020-07-28T02:06:00+01:00Provided by

Now more than ever, companies need strong data governance that can be applied across multiple repositories, apps, and devices, no matter where work gets done.

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White paper: Digital Transformation & Cyber Risk: What You Need to Know to Stay Safe

2020-07-06T06:07:00+01:00Provided by

CyberGRX and Ponemon Institute surveyed 581 IT security and 302 C-suite executives to determine what impact digital transformation is having on cybersecurity and how prepared organizations are to deal with that impact.

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White paper: DOJ 2020 Update: Evaluation of Corporate Compliance Programs

2020-06-22T09:50:00+01:00Provided by

On June 1, 2020, the DOJ updated its Evaluation of Corporate Compliance Programs guidance document to reflect, as Assistant Attorney General Brian Benczkowski said, “additions based on our own experience and important feedback from the business and compliance communities.”

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White paper: Managing Sanctions Compliance in a Global Economy Part 3

2020-06-10T09:35:00+01:00Provided by

In today’s global economy, opportunities for growth are often accompanied by an increasingly complex landscape of rules, regulations and compliance issues. Since compliance is now a component of everyday business operations, businesses must employ a strategic, holistic program with several key components, including customer risk profiling.

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White paper: Future-Proofing Corporate Data Privacy: Budgeting and Solutions to Address Tomorrow’s Compliance Challenges

2020-05-20T12:42:00+01:00Provided by

Over 500 corporate data privacy leaders were surveyed to understand the solutions, strategies and budgets companies have planned to address data privacy challenges in the coming year.

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White paper: The Dramatic Impact of the New Lease Accounting Standards

2020-05-13T14:00:00+01:00Provided by

The new lease accounting standards – ASC 842, IFRS 16 and GASB 87 – impact companies of all sizes and industries.

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White paper: Reinventing Security, Risk & Compliance Practices Through COVID-19

2020-04-30T06:43:00+01:00Provided by

The COVID-19 pandemic has introduced us to a new reality. Every aspect of business has been impacted—from supply chain operations to risk measurement to stakeholder communication.

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Microlearning: The New Standard for Compliance Programs

2020-04-27T20:13:00+01:00Provided by

Traditional compliance training methods are no longer effective at reaching today’s employees. As a compliance professional, you need new methods to ensure employees engage with and retain your compliance communications.

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White paper: The Changing Landscape in Compliance Training

2020-04-27T17:45:00+01:00Provided by

How does the skillset of the modern compliance professional need to evolve for the function to be successful? Senior industry leaders from the financial services and regulatory community offer their insight.

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White paper: Lease Accounting Software Buyer’s Guide

2020-04-24T06:51:00+01:00Provided by

Choosing the wrong solution for your lease accounting needs has huge implications for your business, including risking inaccurate lease financials. You’ll want to select a comprehensive solution to manage your leases, and our Buyer’s Guide can help you do just that.

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White paper: 2020 Sanctions Compliance Report

2020-04-08T10:16:00+01:00Provided by

What are the biggest obstacles to sanctions compliance? CSI’s 2020 Sanctions Compliance Report examines challenges and provides a resource-maximizing roadmap to help organizations implement an effective sanctions compliance program.

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White paper: 5 Ways to Reduce Document Sprawl During Audits

2020-03-17T10:03:00+00:00Provided by

Reduce document sprawl by automating your file request, sharing, and tracking processes

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White paper: Behavior Change Science & Compliance

2020-02-26T04:35:00+00:00Provided by

Influencing behavior is an ongoing challenge in compliance. Much of human behavior is the playing-out of patterns of neuro-associative responses to stimuli in our environment that are repeated and, eventually, become habitual.

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White paper: Achieving Compliance with TPRM Regulatory and Framework Requirements

2020-02-25T05:37:00+00:00Provided by

Measuring compliance against third-party risk management requirements is complex and time consuming; and with growing numbers of data breaches originating with third parties and all the regulatory activity that comes as a result, it never lets up.

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White paper: Why So Serious? How Humor Can Boost Your Compliance Training

2020-02-13T07:25:00+00:00Provided by

We can all agree that most check-the-box compliance training is less than exciting. Actually, most of it is the opposite of exciting; it’s beat-your-head-on-the-desk boring. Venture outside of the box and add a few laughs.

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White paper: Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management

2020-01-24T10:55:00+00:00Provided by

Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.

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White paper: 5 Ways Your COI Process Is Creating Risk

2020-01-14T09:41:00+00:00Provided by

How does your compliance campaign stack up? Does your compliance campaign monitor conflicts of interest?

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White paper: Six Steps to Complete Third-Party Risk Management

2020-01-02T07:49:00+00:00Provided by

Ensuring compliance with third-party risk management (TPRM) regulatory and cyber security requirements means having the right combination of processes and controls in place, and that you can efficiently demonstrate these processes and controls to auditors.

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White paper: 6 Ways to Improve Audit Readiness

2019-12-13T08:10:00+00:00Provided by

Even for the best-prepared accounting teams, the annual audit can be a time of immense anxiety and sometimes frustration. Between client and audit team miscommunication, haphazard PBC lists, fluctuating trial balances, and the simple fact that the in-house accounting team has already moved on to a new fiscal year, it’s ...

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White paper: File Sharing for Financial Services and Banking Industry

2019-12-10T02:38:00+00:00Provided by

In this age of unprecedented growth in unstructured data, emerging global privacy regulations, and increased threat of cyberattacks, a heightened focus on data security is no longer optional.

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White paper: Sustainability Disclosure Goes Mainstream

2019-12-06T08:35:00+00:00Provided by

Executives increasingly take stakeholder considerations into account when they make decisions, and directors have a fiduciary duty to understand the environmental and social impacts of the business and related implications to the company’s risk profile and strategy.

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White paper: Vendor Risk: Find It Before It Finds You

2019-12-02T12:22:00+00:00Provided by

It is virtually impossible to move forward in business without vendor relationships, but having vendors also means having potential risk.

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White paper: Artificial Intelligence & Human Analysis: A Collaborative Relationship

2019-11-18T05:23:00+00:00Provided by

While many industries have become fixated with the potential of AI – including the field of corporate due diligence – asking if it will replace the human component may be the wrong question.

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White paper: A Guide to Financial Close Management

2019-11-14T09:00:00+00:00Provided by

Learn how to undergo a digital transformation (in 3 easy steps) that will help you to optimize your financial close process.

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White paper: Eliminate Manual Madness to Simplify Your Financial Processes

2019-11-13T14:21:00+00:00Provided by

Learn how to eliminate manual processes and mitigate risks within your month-end close.

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White paper: 12 Lessons from One Trillion Screens

2019-11-13T09:51:00+00:00Provided by

Now that RDC has carried out one trillion screens they assure you, efficient compliance screening is possible.

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White paper: Leveraging Microsoft Office 365 for Policies and Procedures Management

2019-11-05T04:32:00+00:00Provided by

In today’s business climate, policy and procedure management is essential to stay in compliance and create a solid foundation that will enable organizations to communicate effectively, foster a sense of company cohesion, develop employee engagement, and reduce noncompliance.

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White paper: The Case for a Comprehensive Equity Compensation Solution White Paper

2019-10-29T10:59:00+00:00Provided by

Compensation structures continue to evolve, with new and added award types, a greater demand to tie pay to performance, more complex accounting, and more time being spent addressing participant questions and issues.