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Former FCPA chief’s 7 steps to third-party compliance


Speaking at CW’s Third-Party Risk Management and Oversight Summit, former FCPA Unit chief Kara Brockmeyer called attention to recent enforcement actions against Walmart and Ericsson as a way to highlight seven steps to third-party compliance.


Listen to your mom … and 15 other reasons to attend CW2020


Compliance Week quoted everyone’s original compliance officer (mom, of course) in running down 15 reasons why you should attend CW’s 15th annual National Conference.


SEC’s Clayton: Talk of whistleblower cap ‘misguided’


Amid controversy surrounding proposed changes to the SEC’s whistleblower program, Chairman Jay Clayton continues to stress any adjustments won’t include a cap on awards.


PCAOB CAMs report: Goodwill, revenue recognition lead way


Goodwill and other intangible assets and revenue recognition are among the most frequently communicated critical audit matters, according to the Public Company Accounting Oversight Board’s first report on the new disclosure.

to do list

Liabilities and equity, LIBOR among priorities for FASB’s Golden


In a speech Tuesday, FASB Chairman Russell Golden laid out the accounting areas he hopes to finalize changes to before his term ends June 30, 2020.


Morgan Stanley fined $22.2M for manipulating bond prices


France’s financial market regulator has fined Morgan Stanley €20 million (U.S. $22.2 million) for manipulating the price of French and Belgian government bonds in June 2015.

Germany privacy

1 & 1 Telecom fined $10.6M for GDPR violations; company fights back


A German federal privacy watchdog has fined 1 & 1 Telecom €9.55 million (U.S. $10.6 million) for violations of the EU’s General Data Protection Regulation, but the company says it won’t accept the penalty.


Treasury sanctions 18 individuals connected to human rights abuse


The Office of Foreign Assets Control has added 18 individuals across six geographies to its Specially Designated Nationals list for their roles in serious human rights abuse. Six entities have also been added to the list.