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JPMorgan Chase

JPMorgan Chase fined $250M for ‘unsound’ internal control practices

2020-11-25T18:18:00+00:00By

The OCC fined JPMorgan Chase Bank N.A. $250 million for weaknesses in its internal controls and internal audit for its fiduciary activities.

MSRB

MSRB shakeup transitions CCO to chief regulatory officer

2020-11-24T22:19:00+00:00By

Senior leadership changes at the Municipal Securities Rulemaking Board under new CEO Mark Kim include the transition of the organization’s chief compliance officer to the role of chief regulatory officer.

WWE

WWE names principal accounting officer

2020-11-24T20:27:00+00:00By

World Wrestling Entertainment has appointed Karen Mullane as controller and principal accounting officer amid a reshuffling of executive leadership.

Apple

Apple’s chief security officer (and former CCO) accused of bribery

2020-11-24T17:49:00+00:00By

Apple Chief Security Officer Thomas Moyer, who served as the company’s chief compliance officer for nearly a decade, is facing accusations that he offered bribes in the form of iPads to California state officials in exchange for concealed firearms licenses.

Climate

KPMG report: World’s largest companies slow to address climate change risks

2020-11-24T17:21:00+00:00By

The world’s 250 largest companies are not doing very well in recognizing and measuring financial risks related to climate change, so we’ve got some advice to those who are behind the curve.

Odebrecht site

Four years later, Odebrecht’s external monitorship ends

2020-11-24T16:57:00+00:00By

Odebrecht has reached the end of its compliance monitorship, four years after pleading guilty and resolving charges with authorities in the United States, Brazil, and Switzerland for violations of the Foreign Corrupt Practices Act.

California flag

Hanna Andersson agrees to pay $400K in CCPA-related breach lawsuit

2020-11-23T21:41:00+00:00By

Children’s clothing retailer Hanna Andersson has agreed to pay $400,000 in what is believed to be the first monetary settlement for a lawsuit related to the California Consumer Privacy Act.

Vodafone

Vodafone Italy fined $14.5M under GDPR for telemarketing tactics

2020-11-23T19:37:00+00:00By

The Italian arm of multinational telecommunications company Vodafone is facing a fine of more than €12.25 million (U.S. $14.5 million) under the General Data Protection Regulation for aggressive telemarketing practices.