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SECcrop

SEC task force will scrutinize climate and ESG disclosures

2021-03-05T20:11:00+00:00By

OK, OK, Securities and Exchange Commission. We get the message. Climate and ESG-related disclosures will be under increased scrutiny in 2021.

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FCA confirms Dec. 31 end date for LIBOR

2021-03-05T16:44:00+00:00By

The U.K. Financial Conduct Authority put the nail in the coffin of LIBOR, confirming the widely used benchmark interest rate will cease to be available in most forms at the end of this year.

Coinbase

​OFAC crypto crackdown: Coinbase disclosures under review

2021-03-05T14:38:00+00:00By

Coinbase disclosed certain of its transactions are “under review” by the Office of Foreign Assets Control for potential violations of U.S. sanctions laws. Fellow cryptocurrency platforms BitGo and BitPay have each been fined by the regulator in the last three months.

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Ask a CCO: How has your company prioritized data privacy compliance?

2021-03-05T13:44:00+00:00By Compliance Week

Five senior compliance practitioners tell us how their companies have reacted to recent privacy legislation like the GDPR, CCPA, and other state regulations in the pipeline.

New York cyber-security

NYDFS fines mortgage banker $1.5M for cyber-security violations

2021-03-05T13:34:00+00:00By

The New York State Department of Financial Services fined Residential Mortgage Services $1.5 million for violating New York’s cyber-security regulation.

Bob Mazur

Ex-undercover agent Robert Mazur to share first-person AML lessons at CW event

2021-03-04T22:07:00+00:00By

Robert Mazur, the famous undercover agent portrayed in the 2016 film “The Infiltrator,” will be the keynote speaker on Day 2 of Compliance Week’s upcoming financial crimes event, to be held virtually March 30-31.

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Video: Google ad change a boon for privacy; red flags apparent in Greensill downfall

2021-03-04T21:55:00+00:00By Compliance Week

Aaron Nicodemus acknowledges Google’s decision to stop selling ads based on user browsing history as a good first step, while Kyle Brasseur laments apparent red flags ignored in the seemingly impending collapse of Greensill Capital.

ESGReporting

How audit can support increased ESG mandates

2021-03-04T17:11:00+00:00By

The Center for Audit Quality and American Institute of Certified Public Accountants released a new roadmap that provides tools for independent auditors to support companies in achieving their ESG reporting goals.