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Accounting & Auditing Update Blog FASB considers how to answer CECL proposalTammy Whitehouse | November 8, 2018The FASB is reviewing a request from a group of mid-sized financial institutions to revise CECL in a way the board has apparently already considered and dismissed.
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Enforcement Action Blog MoneyGram to forfeit $125M for AML compliance lapses; DPA extendedJaclyn Jaeger | November 8, 2018MoneyGram on Nov. 8 entered into agreements with the U.S. Department of Justice and the Federal Trade Commission concerning previously disclosed compliance failures that resulted in a widespread money-laundering fraud scheme.
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Accounting & Auditing Update Blog FASB finalizes rules on collaborative arrangementsTammy Whitehouse | November 8, 2018The FASB continues to field and answer one-off questions on revenue recognition, with the most recent installments on collaborative arrangements and franchise fees.
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Grapevine Blog Exostar names new member to Board of DirectorsScuttlebutt | November 8, 2018Exostar has named Lockheed vice president Philip E. Goslin as a new member to its Board of Directors.
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The Filing Cabinet Blog SEC pushed to stress ‘fiduciary duty’ in forthcoming rulesJoe Mont | November 8, 2018Members of the SEC’s Investor Advisory Committee are recommending that forthcoming rules for investment advisers be made more explicit and in line with past visions of a “fiduciary duty.”
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The Filing Cabinet Blog Banking groups petition for clarity on regulatory guidanceJoe Mont | November 8, 2018Two influential groups representing the interests of banks are petitioning the Consumer Financial Protection Bureau for formal rulemaking regarding the use of supervisory guidance.
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Grapevine Blog Tesla names new chairman of the boardJoe Mont | November 8, 2018Tesla has named a new chairman of the board, Robyn Denholm, to replace founder and CEO Elon Musk. She takes on the post after serving as CFO for Telstra, Australia’s largest telecommunications company.
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Enforcement Action Blog Citibank to pay $38.7M for improper handling of ADRsJaclyn Jaeger | November 7, 2018Citibank has agreed to pay $38.7 million to settle charges of improper handling of “pre-released” American Depositary Receipts, the Securities and Exchange Commission announced on Nov. 7.
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Grapevine Blog Penn State names chief ethics and compliance officerScuttlebutt | November 7, 2018Penn State has named Kenya Mann Faulkner chief ethics and compliance officer. She will begin her new role on Dec. 3.
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Accounting & Auditing Update Blog Even with new technology, auditors face same demandsTammy Whitehouse | November 7, 2018Whatever changes technology might bring to financial reporting, auditors still face the same auditing standards and expectations from regulators.
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Grapevine Blog Penn State names chief ethics and compliance officerScuttlebutt | November 7, 2018Penn State has named Kenya Mann Faulkner chief ethics and compliance officer. She will begin her new role on Dec. 3.
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News Article Where and how to start your culture conversationsAmii Barnard-Bahn | October 22, 2018In the “Ask Amii” monthly mailbag, executive coach and former Chief Compliance Officer Amii Barnard-Bahn responds to your anonymous questions on building a culture of compliance, motivating underperforming employees, third-party risk management, and more.
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White Paper 10 Tips to Managing Social Media ComplianceSponsored by Proofpoint | October 19, 2018The financial services industry faces many regulations on how to engage on social media, including communication and retention rules from FINRA, SEC, FCA, IIROC, and others.
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News Article Benchmarking study: Compliance programs in retail industry need to grow upJaclyn Jaeger | October 3, 2018A new study that takes a hard look at retail companies finds the industry as a whole needs to elevate and mature its compliance programs.
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News Article OCEG: Hidden ownership in high-end real estateCarole Switzer | September 25, 2018This latest installment of the Compliance Week/OCEG GRC Illustrated series explores how fraudsters are using high-end real estate to launder money.
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Ebook Ridding toxins from corporate cultureSponsored by Skillsoft | September 20, 2018There has been no shortage of companies making headlines recently for having in place a toxic corporate culture.
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GRC Announcements Blog ComplianceLine launches dedicated ‘Crisis Line’ serviceGRC Announcements | September 14, 2018ComplianceLine, an ethics and compliance solutions provider, recently launched a dedicated ‘Crisis Line’ Service to address emergency requests from clients managing organizational and reputational challenges. The Crisis Line Service provides an active response to unexpected incidents to safeguard people and clients.
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Opinions CCOs and the absurdity of executive hypocrisyJoe Mont | September 12, 2018The beauty of being in the compliance field (or writing about it) is that within any day’s news cycle, there are lessons to learn and debates to be had. This past week has been chock full of both.
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Opinions Book review: Compliance lessons of fusing brand and cultureRichard Bistrong | September 5, 2018Richard Bistrong takes an in-depth look at Denise Lee Yohn’s, “Fusion, How Integrating Brand and Culture Powers the World’s Greatest Companies,” which offers organizations a model for merging internal values with external branding and guides the compliance function in linking stated values to operations.
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GRC Announcements Blog TRACE Intermediary Directory helps companies find women-owned businesses globallyGRC Announcements | August 31, 2018Global international business organization TRACE has released the TRACE Intermediary Directory to help track women-owned entities around the world.
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Schedule and details for upcoming industry events serving the GRC space and related fields are listed below. Compliance Week also hosts its own conferences, editorial roundtables, and a variety of online forums.
For more information on sponsorship for any of our events, please e-mail Doug Juenemann, or call us toll-free at (888) 519-9200.
Upcoming Compliance Week events
GDPR Readiness SummitDecember 4-5, 2017
The Standard Club
Chicago, IL
Compliance Week Europe 201713-14 Nov., 2017
Amsterdam
Compliance Week 2018May 21-23, 2018
The Mayflower Hotel
Washington, D.C.
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