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Thought Leadership Compliance Strategies & Reports
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Microlearning: The New Standard For Compliance Programs
White Paper, January 31, 2019Traditional compliance training methods are no longer effective at reaching today’s employees.
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Preparing for new credit loss rules
Ebook, January 22, 2019Banks and other financial institutions have a lot of work ahead of them as they prepare to adopt the new standard on reflecting credit losses in financial instruments (the so-called CECL standard).
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How to Stop Delivering Boring Compliance Training: A Holistic Approach to Employee Engagement
White Paper, January 22, 2019Many employees see compliance training as fundamentally uninteresting, irrelevant -- or just plain boring.
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Special report: Third-party risk management
Ebook, January 16, 2019Compliance officers and chief risk officers of multinational companies are well-aware of the myriad risks that third parties pose in day-to-day operations.
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The year ahead in compliance
Ebook, January 11, 2019Is 2019 the year of the compliance officer?, more regulator questions in the new year, SEC enforcement priorities for 2019, accounting changes in 2019, top ethics and compliance failures of 2018, and more.
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Leveraging Data and Technology for Sanctions Compliance: OFAC’s “50 Percent Rule”
White Paper, January 3, 2019Complying with the U.S. Treasury’s Office of Foreign Assets Control (OFAC) regulations on sanctions against foreign entities requires much more than checking a list of restricted companies and individuals.
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The coming wave of data privacy compliance challenges
Ebook, December 10, 2018Establishing an effective and compliant data privacy plan isn’t easy considering insufficient U.S. regulation, flaws with the EU’s GDPR, and Big Data feeding the beast.
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Keeping compliance on track in a high-tech world
Ebook, December 1, 2018The pace at which technology is driving change in today’s companies is accelerating at a rapid clip, resulting in boosted efficiencies, better collaboration with the business, enhanced compliance, and more.
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Innovative ways to reduce money laundering risk
Ebook, November 28, 2018From Big Data to cryptocurrencies, money laundering and terrorism financing is an ever-evolving risk.
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Navigating the uncharted waters of geopolitical risk
Ebook, November 26, 2018From sanctions to tariffs, the United States is increasingly a source of geopolitical risk, further making compliance issues under the current U.S. administration a nightmare for sanctions compliance professionals not just in the United States, but also in the United Kingdom, Europe, Canada, Mexico, and beyond.
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Key Factors in Choosing a Third-Party Compliance Platform
White Paper, November 20, 2018Nothing is more frustrating than being slotted into an inflexible platform that restricts your compliance process.
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Case Study: Global Payment Processing Company Selects MCO to comply with Anti-bribery and Corruption Regulations
White Paper, November 15, 2018Despite the presence of an active gifts and entertainment policy, an internationally well-known company was finding it difficult to apply and enforce its process consistently across the organization.
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Increasing Efficiencies Within Centralized and Decentralized Third Party Compliance Programs
White Paper, November 7, 2018Different compliance models have their own strengths and weaknesses regarding control, consistency and understanding of local nuance.
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Staying a step ahead of third-party risk
Ebook, October 31, 2018The Department of Justice, Securities and Exchange Commission, and Internal Revenue Service (among other U.S. regulators) have all entered the fray when it pertains to guiding companies to mitigate third-party risk.
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10 Tips to Managing Social Media Compliance
White Paper, October 19, 2018The financial services industry faces many regulations on how to engage on social media, including communication and retention rules from FINRA, SEC, FCA, IIROC, and others.
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A practical guide to compliance technology
Ebook, October 1, 2018Emerging technologies like artificial intelligence, blockchain, robotic process automation, natural language learning, cloud-based services, and machine learning are pushing into the compliance landscape
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Are You Monitoring & Protecting Your Company's Digital Footprint?
White Paper, September 21, 2018Today’s cyber security battlegrounds extend beyond your corporate environment – think social media channels, domains, mobile apps, and even the dark web.
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Ridding toxins from corporate culture
Ebook, September 20, 2018There has been no shortage of companies making headlines recently for having in place a toxic corporate culture.
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Achieving Holistic AML
White Paper, September 13, 2018When it comes to customer risk, do your teams have the visibility they need to prevent an anti-money laundering (AML) violation?
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The benefits and challenges of blockchain
Ebook, September 4, 2018Despite the nearly constant buzzing about Bitcoin and other cryptocurrencies, their underlying technology framework, blockchain, is where the real excitement is, creating both risks and opportunities for companies.
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Key Considerations When Selecting GRC Software
White Paper, August 29, 2018When choosing a software to manage risk and compliance, choosing the right software is critical. The wrong software can lead to serious issues that can have lasting damage your company and reputation.
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BlackRock’s Midyear 2018 Global Investment Outlook
White Paper, August 24, 2018BlackRock’s 2018 investment themes have been refreshed against a backdrop of steady global growth and strong corporate earnings, but rising macroeconomic uncertainty.
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What is Conduct Risk and How Can Technology Mitigate it?
White Paper, August 21, 2018Conduct risk poses an existential threat to companies across industries and jurisdictions because regulators, auditors and other oversight professionals are increasingly holding senior managers accountable for the actions of individuals associated with a firm.
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Reducing third-party risks with eyes wide open
Ebook, August 17, 2018Recent analysis shows that many companies don’t have adequate visibility into their third parties, and even less so into their third parties’ third parties and beyond.
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Rethinking Communications: 5 Ways to Boost the Effectiveness of Compliance Communications
White Paper, August 9, 2018Do you worry that your compliance program has grown stale? Here are five things that you can start doing right away to inject fresh, new life into your company’s compliance communications.
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