2020-10-21T18:00:00+01:00By Compliance Week
Compliance Week Editor in Chief Dave Lefort and data journalist Aly McDevitt host a 1-hour Webcast to discuss CW’s Carnival case study in addition to the behind-the-scenes making of the product.
2020-10-21T16:39:00+01:00By Aaron Nicodemus
A new study of financial crime compliance costs found spending by American and Canadian financial institutions is up sharply in 2020, driven in part by the coronavirus pandemic.
2020-10-21T15:28:00+01:00By Maria L. Murphy
A new report from the Center for Audit Quality includes key questions audit committee members can ask to fulfill their oversight responsibilities as they discuss non-GAAP financial measures and KPIs with management and auditors.
2020-10-20T16:33:00+01:00By Jaclyn Jaeger
The 2020 Audit Committee Transparency Barometer, an annual report issued by the CAQ and Audit Analytics, explores new disclosure trends related to the coronavirus pandemic and critical audit matters.
2020-10-09T19:27:00+01:00By Jaclyn Jaeger
Revenue constraints faced by companies due to the coronavirus pandemic are factoring more prominently into settlement discussions with the Department of Justice, according to acting Criminal Division head Brian Rabbitt.
2020-10-08T17:17:00+01:00By Compliance Week
Both the CFTC and CFPB “Nailed It” this week while corporate heavyweight General Electric found itself in more trouble.
2020-10-07T17:31:00+01:00By Martin Woods
With no personal contact with your team members, it can be easy to forget to remind them from time to time that they’re appreciated, to give them a lift during these troubling times. It will pay off both for them and for you, writes Martin Woods.
2020-10-06T17:41:00+01:00By Aaron Nicodemus
So you want to mandate that all of your company’s employees get the coronavirus vaccine, once it’s available? Such a requirement is legal, but there are a host of considerations that might make it impractical, employment experts say.
2020-10-05T20:36:00+01:00By Compliance Week
We want to know about your WFH productivity; your employer’s back-to-office plans; and whether the COVID-19 crisis is having a catalytic impact on your career.
2020-10-05T16:25:00+01:00By Maria L. Murphy
A new report from Deloitte highlights third-quarter financial reporting and accounting challenges that should be top of mind as the coronavirus pandemic continues with no end in sight.
2020-09-28T18:03:00+01:00By Compliance Week
The coronavirus pandemic has created an entirely new set of challenges and responsibilities for compliance, as the data from our second annual “Inside the Mind of the CCO” survey shows.
2020-09-28T15:15:00+01:00By Amii Barnard-Bahn
It’s a good thing you’re all experts in partnering for change, as more than 3 in 4 of you think COVID-19 will have a permanent impact on some compliance functions.
2020-09-25T20:47:00+01:00By Compliance Week
Join Compliance Week and Clear Law Institute for this free, one-hour Webinar to cover what training and education are needed to safely re-enter the workplace.
2020-09-24T17:02:00+01:00By Dave Lefort
In a 2020 full of Blursdays that all run together, it’s perhaps appropriate that the day created in your honor this year happens to fall when you don’t have to be in the office (otherwise known as your bedroom/kitchen table).
2020-09-24T16:50:00+01:00By Aaron Nicodemus
Our second annual “Inside the Mind of the CCO” survey revealed that compliance practitioners, by and large, have stepped up to meet the unique challenges presented by this very different, very difficult year.
2020-09-22T14:00:00+01:00Provided by Riskonnect
The coronavirus pandemic has shown the traditional way of managing risk and compliance fails when tested by fast-moving, interconnected risks.
2020-09-15T14:00:00+01:00Provided by BlackLine Systems
The ramifications of the coronavirus crisis will long outlast it—including how companies will close the books and ensure SOX compliance and where accounting and audit staff who perform these tasks will be located.
2020-09-15T13:00:00+01:00By Aly McDevitt
This installment looks back at Carnival’s history of environmental law convictions, plea agreements with the DOJ, criminal fines, and environmental compliance plans (yes, there is more than one).
2020-09-14T13:00:00+01:00By Aly McDevitt
It’s early 2020, and the world’s largest cruise line operator is about to confront an immutable collision of two storms: its court-mandated environmental compliance plan, more than 2 years in progress, and the imminent coronavirus pandemic.
2020-09-14T13:00:00+01:00By Aly McDevitt
As more and more Carnival ships become hotbeds of infection and the company faces harsh criticism, CEO Arnold Donald trumpets the company’s unwavering focus on compliance.
2020-09-09T15:00:00+01:00By Neil Hodge
Companies are at risk of being investigated by the U.K.’s tax authority over fears that up to two out of every three employees worked during lockdown while their employers illegally claimed salaries from the government’s furlough program.
2020-09-09T05:42:00+01:00Provided by Visual Lease
This e-Book from Visual Lease and Compliance Week reveals how the coronavirus pandemic has impacted corporate leases.
2020-09-08T15:46:00+01:00By Martin Woods
Where would companies be if employees hadn’t adjusted to working from home so well during this pandemic? The least firms can do is pay them back for their hospitality, writes Martin Woods.
2020-09-08T14:22:00+01:00By Dave Lefort
CW is excited to announce the upcoming publication of its first-ever case study, a deep dive into the history of environmental transgressions at Carnival, its path back to compliance under new leadership, and its shift to crisis management mode when COVID-19 hit.
2020-08-31T15:18:00+01:00By Dave Lefort
In advance of her keynote at Compliance Week’s upcoming TPRM virtual event (Sept. 17-18), former SEC official Kara Brockmeyer discussed with CW the heightened risk third parties have during a pandemic and what companies can do about it.
2020-08-24T14:13:00+01:00By Aaron Nicodemus
A recent survey from Compliance Week and Riskonnect of 261 compliance and audit professionals found that half of the respondents were not prepared for the coronavirus pandemic with an updated crisis management plan.
2020-08-18T14:00:00+01:00Provided by Visual Lease
In this webinar panel discussion, we will share striking results from a recent COVID-19 lease impact survey and key insight into how companies’ real estate and equipment leases were impacted by shutdowns and stay-at-home orders.
2020-08-13T17:22:00+01:00By Aaron Nicodemus
Many of the coronavirus-related risks recently highlighted by the Office of Compliance Inspections and Examinations are well-known, but the agency made a point of mentioning fees and expenses.
2020-08-13T14:37:00+01:00By Compliance Week
A fresh podcast from the Theranos whistleblower and a new compliance association for Black practitioners get a round of applause from us this week, while a complicated case involving McDonald’s lands the company on both the “Nailed It” and “Failed It” lists.
2020-08-13T14:00:00+01:00Provided by ProcessUnity
The COVID-19 pandemic has certainly changed the landscape of global risk, and many organizations are quickly adapting their third-party risk management processes as a result.
2020-08-11T19:22:00+01:00By Maria L. Murphy
The coronavirus pandemic has wreaked havoc on companies’ leasing function, according to results from a recent survey from Compliance Week and Visual Lease. The study reveals how companies are tackling leasing issues in the “new normal.”
2020-08-10T18:16:00+01:00By Jaclyn Jaeger
In the wake of drastic updates to the “Three Lines Model” for managing risk, IIA President and CEO Richard Chambers catches up with Compliance Week to discuss the changes, how COVID-19 has impacted the internal audit profession, and more.
2020-08-07T14:47:00+01:00By Kyle Brasseur
Focus on LIBOR transition may have slipped during the coronavirus pandemic, but the recent conversation among regulators is once again looking toward life after the soon-expiring reference rate.
2020-08-06T14:00:00+01:00Provided by Fusion Risk Management
As new insights are continually evolving, organizations around the world are trying to plan and develop their strategies for returning to the new “normal.”
2020-08-05T13:59:00+01:00By Aaron Nicodemus
If you are an employer hoping Congress will pass a “coronavirus liability shield” bill to help your company deflect COVID-19 lawsuits, consider this: No such “shield” will do much good unless you’ve already taken action to create a safe workplace.
2020-07-31T21:30:00+01:00By Compliance Week
Join Compliance Week and Clear Law Institute’s Michael Johnson for this free, one-hour Webinar to cover what training and education are needed to safely re-enter the workplace.
2020-07-30T17:36:00+01:00By Martin Woods
Now is the time to market compliance practices to customers who wear masks within our premises but drop the masks—and their guards—when answering calls and emails from the privacy of their own homes, writes Martin Woods.
2020-07-23T14:00:00+01:00Provided by Kroll
Join Kroll for an opportunity to learn how you can help your organization better minimize risks in the post-COVID-19 world.
2020-07-22T18:30:00+01:00By Compliance Week
In this week’s “Nailed It or Failed It?”, Disney gets kudos for throwing its weight behind the #StopHateForProfit protest, while PG&E earns criticism after being found responsible for yet another California wildfire.
2020-07-08T16:33:00+01:00By Aaron Nicodemus
The Financial Crimes Enforcement Network has issued an advisory on the types of coronavirus-related scams and schemes that financial institutions should be on alert for—for example, “mule money schemes”—and how and where to report such activity.
2020-07-02T14:38:00+01:00By Jake Plenderleith, International Compliance Association
Trade-based money laundering was already happening prior to the coronavirus pandemic, but now its nature has shifted. The ICA offers key considerations for managing emerging risks.
2020-07-02T12:50:00+01:00By Amii Barnard-Bahn
Executive coach Amii-Barnard Bahn offers some tips for when your compliance title morphs into “Chief Public Health Officer,” plus ways to highlight the compliance function at your company and more.
2020-07-01T18:30:00+01:00By Jaclyn Jaeger
The Office of the Comptroller of the Currency published a new report describing key issues facing the federal banking system and the effects of the coronavirus pandemic on the banking industry.
2020-07-01T17:16:00+01:00By Jaclyn Jaeger
The Environmental Protection Agency has revised its temporary—and controversial—enforcement discretion policy regarding environmental legal obligations during the coronavirus pandemic, establishing an end date of Aug. 31.
2020-06-25T17:12:00+01:00By Richard Bistrong
CW contributor Richard Bistrong shares his thoughts on Dr. Andrea Bonime-Blanc’s book within the context of the DOJ’s most recent compliance guidance and the turbulent times in which we are currently living.
2020-06-25T14:00:00+01:00Provided by Truyo
Throughout the pandemic, technology will play a critical role as businesses adapt to this “new normal.” One strategy industries will rely on to provide employees and consumers with peace of mind is the use of temperature screening technology.