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Webcast forum

Annual Conference Highlights 2017

June 28, 2017, 9:30am EDT

CPE Credit(s): 6


Did you miss Compliance Week 2017? This Webcast forum will showcase highlights from the conference including best practices around building a compliance, risk, or audit function that adds strategic value to your company.


9:30am – 10:30am ET  Modern Slavery in the Private Sector (Keynote Session Rebroadcast)

Earn 1 CPE Credit

From new U.S. FAR regulations and U.K. Modern Slavery Act to the impending EU non-financial reporting directive, governments around the world are looking to corporations to join the fight against human trafficking and exploitation especially as it pertains to their supply chains. In this thought-provoking session, we’ll look at the extent—and impact—of slave labor and how organizations and companies can work together to stop it.

Speaker: Matt Friedman, CEO, The Mekong Club


10:45am – 11:45am ET  Common Compliance Issues and Effective Programs (Keynote Session Rebroadcast)

Earn 1 CPE Credit

Last year’s Compliance Week conference featured a panel discussing “effectiveness” from the standpoint of both regulators and compliance officers. This year, we’ll continue the conversation and consider issues such as the difference between check-the-box programs and a true culture of compliance, the important relationship between the compliance officer and senior leadership, individual versus corporate accountability, and much more.

Kara Brockmeyer, Chief, FCPA Unit, U.S. Securities and Exchange Commission
Kurt Drake, Chief Ethics & Compliance Officer, Kimberly-Clark
Pablo Quiñones, Chief, Strategy, Policy and Training Unit, Fraud Section, Criminal Division - U.S. Department of Justice

Moderator: Steve Cohen, Former Associate Director, Division of Enforcement - U.S. Securities and Exchange Commission


12pm – 1pm ET  Combating Modern Day Slavery in Your Supply Chain (Session Rebroadcast)

Earn 1 CPE Credit

The dirty secret about slavery is that there are more people trapped in trafficking, debt bondage, and/or forced labor than any other time in history. It is estimated that 47 million people worldwide are victims of these deplorable practices. Governments have taken notice and there are now many modern slavery prevention laws and regulations that companies must comply with. In this session, hear from peers from three different industries – construction, retail, and manufacturing – on how they take a proactive approach to combating slavery, especially in their supply chains and third-party networks.

Hannah Breshin, Senior Counsel, Labor and Employment, Bechtel Global Corp.
Gwendolyn Hassan, Managing Counsel, Global Compliance and Ethics, CNH Industrial
Brendan Morrissey, Program Director, Responsible Sourcing, Walmart

Moderator: Kevin Bogdanov, Regional Market Development Director, Risk, Americas, Thomson Reuters

Sponsored by Thomson Reuters


1:15pm – 2:15pm ET  Top 8 Better Practices in Compliance Management (live)

Earn 1 CPE Credit

For the vast majority of organizations, both corporate and government agencies, compliance requirements are a painfully complex and expensive area to manage. Virtually every sector faces an ever-growing and ever-changing number of regulations with which they need to comply in addition to balancing their own internal corporate policies and controls.

This Webcast will discuss what practical things you can do to transform your compliance processes so they become far more efficient and far less expensive and cumbersome to maintain. We will also review top 8 compliance processes where technology can raise the bar for achieving a high-performance compliance program. Learn what a high-performance compliance management process looks like and where to start for your own compliance management transformation.

Speaker: John Verver, Consultant & Advisor, ACL

Sponsored by ACL


2:30pm – 3:30pm ET  Creating an Efficient Compliance Program using Data Analytics (live)

Earn 1 CPE Credit

­­­­­Although necessary, reactive monitoring and issue detection through internal audit or compliance investigations cannot neutralize a risk before it evolves into an issue. Today's organizations need an innovative and robust solution that enables them to keep pace with the ever-changing risk landscape by releasing the power of their most under-utilized resource: data. This presentation will feature a discussion with representatives from a leading global technology organization and a leading financial services organization, and will focus on how their organizations are using data analytics to enhance the effectiveness of their compliance functions, minimize compliance risk. The Webcast will offer tactical guidance on how to economically and efficiently apply analytics at your organization.

David Bohm, Managing Director, Head of Global Consumer and Citibank NA Compliance Testing, Citi
Alan Gibson, Senior Attorney, Office of Legal Compliance, Microsoft

Seth Rosensweig, Partner, PwC
Matthew Kral, Director of SAP Security, Controls, and GRC Solutions, PwC

Sponsored by PwC


3:45pm – 4:45pm ET  Compliance 3.0: Adapting to a Brave New World (Keynote Session Rebroadcast)

Earn 1 CPE Credit

From a new regulatory regime to the rise of AI, the compliance profession is in flux. In this interactive panel, we’ll hear from three experienced compliance officers on how they are adapting their compliance programs and their own professional skills to the ever-changing business world. Join us to explore ways to ensure you are an invaluable part of your company’s future.

Tim Bogan, Chief Risk Officer, Lending Club
Maureen McGirr, VP, Office of Ethics, Global Compliance Organization, Merck & Co.
Kim Yapchai, Chief Compliance Officer, Whirlpool Corp.

Moderator: Keith Darcy, Senior Advisor, Deloitte & Touche