This webcast aired on March 9, 2021.
CPE Credit(s): 1

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Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties. Regulations have also increased reporting obligations for organizations, which for most can be a logistical nightmare given the sheer number of third parties in financial institutions’ ecosystems. Plus, not all mandates are local: Organizations must keep up with ongoing regulatory changes around the globe or face numerous repercussions, including hefty fines and penalties.

Join Compliance Week, Michael Rasmussen of GRC 20/20 and ProcessUnity for a one-hour webcast as we examine the various financial services regulations worldwide and discuss their impact on your third-party risk management program. Our experts will dive into regulations on operational resiliency, privacy, information security, bribery/corruption, and human rights/modern slavery.

Attend the session to understand the:

  • Breadthand depth of regulations impacting third-party risk programs – domestically and around the world
  • Components of an effective third-party risk program and how to address these regulations
  • Elements of a business case to improve compliance as it relates to third-party management

Michael Rasmussen, GRC Pundit - GRC 20/20 Research