This webcast aired on August 23, 2022. 
CPE Credit(s): 1

View webcast on-demand

This one-hour webinar will focus on the six steps chief compliance officers and their teams take when making the move from one technology platform to another. Attendees will hear from industry experts about best practices to use when evaluating and selecting a new technology partner, ways to ensure adoption across your organization, and tips and tricks from compliance peers who have completed the process.

All attendees will also receive their own copy of the Your Migration Plan checklist.

Attendees will learn:

  • Best practices for evaluating and selecting new compliance technology partners.
  • The six steps to take when transitioning compliance technology platforms.
  • How to ensure employee adoption of compliance technology platforms.

Chris DiTata, Esq., Senior Vice President, Compliance Operations and General Counsel – RIA in a Box
James Wallace, Vice President of Onboarding – ComplySci
Hovig Melkonian, JD, Director of Compliance – RIA in a Box
Susan Eckhardt, Associate Vice President, Senior Compliance Officer – D.A. Davidson