Two Securities and Exchange Commission (SEC) commissioners from opposite sides of the political aisle took slightly different positions on how to assess the liability of poor performing chief compliance officers (CCOs) as part of the Day 2 opening keynote at Compliance Week’s National Conference on Tuesday.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
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